0001061434-19-000002.txt : 20190122 0001061434-19-000002.hdr.sgml : 20190122 20190122212313 ACCESSION NUMBER: 0001061434-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190117 FILED AS OF DATE: 20190122 DATE AS OF CHANGE: 20190122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GETZ JAMES F CENTRAL INDEX KEY: 0001061434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 19536435 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 4 1 wf-form4_154821017606743.xml FORM 4 X0306 4 2019-01-17 0 0001380846 TriState Capital Holdings, Inc. TSC 0001061434 GETZ JAMES F ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 1 0 0 CHAIRMAN, PRESIDENT AND CEO Common Stock 2019-01-17 4 A 0 126613 0 A 368944 D Common Stock 287173 I By Getz Enterprises, L.P. Common Stock 140618 I By Stephens Inc. FBO James F. Getz Individual Retirement Account Common Stock 574210 D The Registered Person elected to receive 66,740 shares of this stock, all of which are restricted stock issued under the Company's 2014 Omnibus Incentive Plan and vest in three years, in lieu of cash payments under the incentive compensation program applicable to the Registered Person. Owned by the Reporting Person individually. The Reporting Person is the general partner of this entity. The Reporting Person is the beneficiary of this account. Shares held jointly by the Reporting Person and his spouse. /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact 2019-01-22