0001061434-18-000008.txt : 20180910
0001061434-18-000008.hdr.sgml : 20180910
20180910200142
ACCESSION NUMBER: 0001061434-18-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180906
FILED AS OF DATE: 20180910
DATE AS OF CHANGE: 20180910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GETZ JAMES F
CENTRAL INDEX KEY: 0001061434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 181063726
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
wf-form4_153662408637735.xml
FORM 4
X0306
4
2018-09-06
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001061434
GETZ JAMES F
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
CHAIRMAN, PRESIDENT AND CEO
Common Stock
2018-09-06
4
S
0
5000
29.8515
D
145618
I
By Stephens Inc. FBO James F. Getz Individual Retirement Account
Common Stock
2018-09-07
4
S
0
5000
29.867
D
140618
I
By Stephens Inc. FBO James F. Getz Individual Retirement Account
Common Stock
287173
I
By Getz Enterprises, L.P.
Common Stock
242331
D
Common Stock
574210
D
A portion of the shares were sold by the Reporting Person's IRA, which has as its sole asset shares of common stock of TriState Capital Holdings, Inc. (the "Company"), to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws. In addition, a portion of the shares were also sold by the Reporting Person's IRA to satisfy estimated tax obligations resulting from the vesting of restricted stock set to occur on January 14, 2019, which restricted stock was previously granted to the Reporting Person pursuant to the Company's 2014 Omnibus Incentive Plan.
The price reported in Column 4 is the average price of the trades on the respective days. The shares were sold in multiple transactions on each day at prices ranging from $29.85 to $29.90, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the beneficiary of this account.
The Reporting Person is the general partner of this entity.
Owned by the Reporting Person individually.
Shares held jointly by the Reporting Person and his wife.
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
2018-09-09