0001061434-18-000002.txt : 20180220 0001061434-18-000002.hdr.sgml : 20180220 20180220170911 ACCESSION NUMBER: 0001061434-18-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GETZ JAMES F CENTRAL INDEX KEY: 0001061434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 18625662 MAIL ADDRESS: STREET 1: FEDERATED INVESTORS TOWER STREET 2: 1001 LIBERTY AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222-3779 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 4 1 wf-form4_151916453636412.xml FORM 4 X0306 4 2018-02-15 0 0001380846 TriState Capital Holdings, Inc. TSC 0001061434 GETZ JAMES F ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 1 0 0 CHAIRMAN, PRESIDENT AND CEO Common Stock 2018-02-15 4 M 0 5000 10.25 A 760289 D Common Stock 2018-02-15 4 S 0 5000 23.20 D 755289 D Common Stock 2018-02-16 4 M 0 5000 10.25 A 760289 D Common Stock 2018-02-16 4 S 0 5000 23.156 D 755289 D Common Stock 287173 I By Getz Enterprises, L.P. Common Stock 160618 I By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account Common Stock 61252 D Stock Options (Right to Buy) 10.25 2018-02-15 4 M 0 5000 0 D 2015-06-30 2022-12-31 Common Stock 5000.0 42500 D Stock Options (Right to Buy) 10.25 2018-02-16 4 M 0 5000 0 D 2015-06-30 2022-12-31 Common Stock 5000.0 37500 D Stock Options (Right to Buy) 11.66 2016-07-02 2024-01-02 Common Stock 29232.0 29232 D Stock Options (Right to Buy) 10.31 2017-07-16 2025-01-16 Common Stock 64161.0 64161 D The options were exercised and the underlying securities were sold by Mr. Getz to fund his tax obligations with respect to the vesting in 2018 of restricted stock awards made to him under the Company's 2014 Omnibus Incentive Plan. The Reporting Person is the general partner of this entity. The Reporting Person is the beneficiary of this account. Shares held jointly by Mr. Getz and his wife. All of these options vested and became exercisable on 12/31/2017. 866 of these options vested and became exercisable on 7/2/2016, and the remainder will vest and become exercisable on 1/2/2019. 32,080 of these options vested and became exercisable on 7/16/2017, and the remainder will vest and become exercisable on 1/16/2020. /s/ Keevican Weiss Bauerle & Hirsch LLC by David J. Hirsch, Attorney-in-Fact 2018-02-20