0001061434-18-000002.txt : 20180220
0001061434-18-000002.hdr.sgml : 20180220
20180220170911
ACCESSION NUMBER: 0001061434-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180215
FILED AS OF DATE: 20180220
DATE AS OF CHANGE: 20180220
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GETZ JAMES F
CENTRAL INDEX KEY: 0001061434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 18625662
MAIL ADDRESS:
STREET 1: FEDERATED INVESTORS TOWER
STREET 2: 1001 LIBERTY AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222-3779
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
wf-form4_151916453636412.xml
FORM 4
X0306
4
2018-02-15
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001061434
GETZ JAMES F
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
CHAIRMAN, PRESIDENT AND CEO
Common Stock
2018-02-15
4
M
0
5000
10.25
A
760289
D
Common Stock
2018-02-15
4
S
0
5000
23.20
D
755289
D
Common Stock
2018-02-16
4
M
0
5000
10.25
A
760289
D
Common Stock
2018-02-16
4
S
0
5000
23.156
D
755289
D
Common Stock
287173
I
By Getz Enterprises, L.P.
Common Stock
160618
I
By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account
Common Stock
61252
D
Stock Options (Right to Buy)
10.25
2018-02-15
4
M
0
5000
0
D
2015-06-30
2022-12-31
Common Stock
5000.0
42500
D
Stock Options (Right to Buy)
10.25
2018-02-16
4
M
0
5000
0
D
2015-06-30
2022-12-31
Common Stock
5000.0
37500
D
Stock Options (Right to Buy)
11.66
2016-07-02
2024-01-02
Common Stock
29232.0
29232
D
Stock Options (Right to Buy)
10.31
2017-07-16
2025-01-16
Common Stock
64161.0
64161
D
The options were exercised and the underlying securities were sold by Mr. Getz to fund his tax obligations with respect to the vesting in 2018 of restricted stock awards made to him under the Company's 2014 Omnibus Incentive Plan.
The Reporting Person is the general partner of this entity.
The Reporting Person is the beneficiary of this account.
Shares held jointly by Mr. Getz and his wife.
All of these options vested and became exercisable on 12/31/2017.
866 of these options vested and became exercisable on 7/2/2016, and the remainder will vest and become exercisable on 1/2/2019.
32,080 of these options vested and became exercisable on 7/16/2017, and the remainder will vest and become exercisable on 1/16/2020.
/s/ Keevican Weiss Bauerle & Hirsch LLC by David J. Hirsch, Attorney-in-Fact
2018-02-20