X0306 4 2020-12-28 0001061069 AVALON HOLDINGS CORP AWX 0001670105 SAKSA BRYAN C/O AVALON HOLDINGS CORPORATION ONE AMERICAN WAY WARREN OH 44484 1 CHIEF FINANCIAL OFFICER Common Stock 2020-12-28 4 M 0 24000 1.83 A 24000 D Common Stock 2020-12-28 4 S 0 24000 4.50 D 0 D Stock Options (Right to Buy) 1.83 2020-12-28 4 M 0 24000 0 D 2016-03-16 2026-03-16 Class A Common Stock 24000 54000 D The shares sold were acquired contemporaneously upon the cashless exercise of a stock option at an exercise price of $1.83 per share. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting person on November 18, 2020. The date indicated is the grant date and the options vest in five equal installments beginning one year from the grant date. At the end of each vesting period, the Avalon Holdings Corporation Class A common stock must reach a predetermined market price within three years before the vested options are exercisable. /s/ Bryan P. Saksa, Chief Financial Officer 2020-12-30