0001593968-19-000600.txt : 20190301 0001593968-19-000600.hdr.sgml : 20190301 20190301162735 ACCESSION NUMBER: 0001593968-19-000600 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190301 DATE AS OF CHANGE: 20190301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westenberger Richard F. CENTRAL INDEX KEY: 0001454329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 19649800 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREET STREET 2: SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2019-02-27 0001060822 CARTERS INC CRI 0001454329 Westenberger Richard F. 3438 PEACHTREE ROAD NE SUITE 1800 ATLANTA GA 30326 false true false false EVP and CFO Common Stock 2019-02-27 4 A false 3850 28.44 A 65487 D Common Stock 2019-02-27 4 A false 557 42.61 A 66044 D Common Stock 2019-02-27 4 S false 4407 98.8849 D 61637 D Common Stock 2019-02-28 4 A false 1778 42.61 A 63415 D Common Stock 2019-02-28 4 S false 1778 97.34 D 61637 D Employee Stock Option (Right to Purchase) 28.44 2019-02-27 4 M false 3850 0 D 2012-02-24 2021-02-24 Common Stock 3850 0 D Employee Stock Option (Right to Purchase) 42.61 2019-02-27 4 M false 557 0 D 2013-02-22 2022-02-22 Common Stock 557 7443 D Employee Stock Option (Right to Purchase) 42.61 2019-02-28 4 M false 1778 0 D 2013-02-22 2022-02-22 Common Stock 1778 5665 D Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $98.5 to $99.33, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $97.26 to $97.43, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. /s/Antonio D. Robinson, Attorney-in-Fact 2019-03-01