0001140361-16-056104.txt : 20160302 0001140361-16-056104.hdr.sgml : 20160302 20160302173858 ACCESSION NUMBER: 0001140361-16-056104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160229 FILED AS OF DATE: 20160302 DATE AS OF CHANGE: 20160302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Brian CENTRAL INDEX KEY: 0001484629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 161478566 MAIL ADDRESS: STREET 1: 1170 PEACHTREE ST. CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc1.xml FORM 4 X0306 4 2016-02-29 0 0001060822 CARTERS INC CRI 0001484629 Lynch Brian 3438 PEACHTREE ROAD NE SUITE 1800 ATLANTA GA 30326 0 1 0 0 President, Carter's, Inc. Common Stock 2016-02-29 4 S 0 200 100.50 D 80838 D Common Stock 2016-02-29 4 S 0 1780 101.66 D 79058 D Common Stock 2016-02-29 4 S 0 4720 102.54 D 74338 D Common Stock 2016-02-29 4 S 0 300 103.07 D 74038 D The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $100.00 to $100.99, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $101.04 to $101.99, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $102.01 to $102.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $103.00 to $103.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price Michael C. Wu, Attorney-in-Fact for Brian Lynch 2016-03-02