0001140361-15-008214.txt : 20150220 0001140361-15-008214.hdr.sgml : 20150220 20150220165345 ACCESSION NUMBER: 0001140361-15-008214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150218 FILED AS OF DATE: 20150220 DATE AS OF CHANGE: 20150220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westenberger Richard F. CENTRAL INDEX KEY: 0001454329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 15636402 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREET STREET 2: SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 4 1 doc1.xml FORM 4 X0306 4 2015-02-18 0 0001060822 CARTERS INC CRI 0001454329 Westenberger Richard F. 3438 PEACHTREE ROAD NE SUITE1800 ATLANTA GA 30326 0 1 0 0 Chief Financial Officer Common Stock 2015-02-18 4 A 0 1700 0 A 49672 D Common Stock 2015-02-18 4 A 0 3400 0 A 53072 D Common Stock 2015-02-18 4 F 0 182 82.40 D 52890 D Employee Stock Option (Right to Purchase) 82.40 2015-02-18 4 A 0 3400 0 A 2016-02-18 2025-02-18 Common Stock 3400 3400 D These restricted shares are subject to restrictions that lapse in four equal annual installments beginning one year from the grant date. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. These restricted shares cliff vest based upon the achievement of certain 2017 earnings targets. The transaction reported in this Form 4 reflects withholding of shares of common stock to satisfy tax withholding obligations resulting from the vesting of restricted stock. These time-vesting options are exercisable in four equal annual installments beginning one year from the grant date. Michael C. Wu, Attorney-in-Fact for Richard F. Westenberger 2015-02-20