-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Feojv3l/eoSQMKVhAM8jCYiXaP86XRLkub9zvBLRfUbrzj6Uyh10biEIaiBZqtzy EpQtdCRDLOIMqzj5z1arxA== 0001140361-09-012746.txt : 20090522 0001140361-09-012746.hdr.sgml : 20090522 20090518182425 ACCESSION NUMBER: 0001140361-09-012746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090514 FILED AS OF DATE: 20090518 DATE AS OF CHANGE: 20090518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN DAVID ALAN CENTRAL INDEX KEY: 0001267873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 09837824 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREE NE STE 900 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE STREET NE SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: (404) 745-2700 MAIL ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE STREET NE SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 doc1.xml FORM 4 X0303 4 2009-05-14 0 0001060822 CARTERS INC CRI 0001267873 BROWN DAVID ALAN 1170 PEACHTREE STREET SUITE 900 ATLANTA GA 30309 0 1 0 0 Executive Vice President Common Stock 2009-05-14 4 S 0 13205 20.815 D 383379 D Employee Stock Option (Right to Purchase) 3.08 2011-08-15 Common Stock 389688 389688 D Employee Stock Option (Right to Purchase) 22.01 2015-05-13 Common Stock 60000 60000 D Employee Stock Option (Right to Purchase) 14.18 2018-07-01 Common Stock 40000 40000 D Employee Stock Option (Right to Purchase) 18.14 2019-03-12 Common Stock 20000 20000 D The proceeds generated by the sales reported in this transaction will be remitted to the Company to satisfy tax withholding obligations resulting from the vesting of restricted stock. This transaction was effected through multiple trade executions with a price range between $20.80 and $20.86. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. These options are all exercisable. These time options are exercisable in four equal annual installments beginning on July 1, 2009. These time options are exercisable in four equal annual installments beginning on March 12, 2010 /s/Brendan M. Gibbons, Attorney-in-Fact for David A. Brown 2009-05-18 -----END PRIVACY-ENHANCED MESSAGE-----