-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IHuieABsllfCxK1E7bl36bpzLBUZe1T223oY1rUvWOHIxYVWcdY/BVDQRxom8MMD rzkR/ESHrqw12M7gbeOeOQ== 0001104659-05-060624.txt : 20051213 0001104659-05-060624.hdr.sgml : 20051213 20051213211541 ACCESSION NUMBER: 0001104659-05-060624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050513 FILED AS OF DATE: 20051213 DATE AS OF CHANGE: 20051213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN DAVID ALAN CENTRAL INDEX KEY: 0001267873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 051262454 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREE NE STE 900 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 BUSINESS ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE STREET NE SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: (404) 745-2700 MAIL ADDRESS: STREET 1: THE PROSCENIUM STREET 2: 1170 PEACHTREE STREET NE SUITE 900 CITY: ATLANTA STATE: GA ZIP: 30309 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 a4.xml 4 X0202 4 2005-05-13 0 0001060822 CARTERS INC CRI 0001267873 BROWN DAVID ALAN C/O CARTER'S, INC., THE PROSCENIUM 1170 PEACHTREE STREET NE, SUITE 900 ATLANTA GA 30309 0 1 0 0 Exec VP, Operations/COO Common Stock 2005-05-13 4 A 0 20000 0 A 255792 D Common Stock 2005-12-09 4 S 0 200 61.12 D 255592 D Common Stock 2005-12-09 4 S 0 400 61.10 D 255192 D Common Stock 2005-12-09 4 S 0 100 61.09 D 255092 D Common Stock 2005-12-09 4 S 0 1600 61.00 D 253492 D Common Stock 2005-12-09 4 S 0 100 60.80 D 253392 D Common Stock 2005-12-09 4 S 0 100 60.54 D 253292 D Common Stock 2005-12-09 4 S 0 900 60.55 D 252392 D Common Stock 2005-12-09 4 S 0 300 60.44 D 252092 D Common Stock 2005-12-09 4 S 0 100 60.35 D 251992 D Common Stock 2005-12-09 4 S 0 200 60.34 D 251792 D Common Stock 2005-12-09 4 S 0 200 60.33 D 251592 D Common Stock 2005-12-09 4 S 0 100 60.30 D 251492 D Common Stock 2005-12-09 4 S 0 200 60.31 D 251292 D Common Stock 2005-12-09 4 S 0 200 60.28 D 251092 D Common Stock 2005-12-09 4 S 0 200 60.26 D 250892 D Common Stock 2005-12-09 4 S 0 200 60.29 D 250692 D Common Stock 2005-12-09 4 S 0 900 60.25 D 249792 D Common Stock 2005-12-09 4 S 0 2600 60.18 D 247192 D Common Stock 2005-12-09 4 S 0 2100 60.16 D 245092 D Common Stock 2005-12-09 4 S 0 4900 60.20 D 240192 D Common Stock 2005-12-09 4 S 0 300 60.17 D 239892 D Common Stock 2005-12-09 4 S 0 2500 60.15 D 237392 D Common Stock 2005-12-09 4 S 0 2600 60.10 D 234792 D Common Stock 2005-12-09 4 S 0 1100 60.13 D 233692 D Common Stock 2005-12-09 4 S 0 700 60.12 D 232992 D Common Stock 2005-12-09 4 S 0 900 60.14 D 232092 D Common Stock 2005-12-09 4 S 0 3500 60.09 D 228592 D Common Stock 2005-12-09 4 S 0 2700 60.01 D 225892 D Common Stock 2005-12-09 4 S 0 1100 60.02 D 224792 D Employee Stock Option (Right to Buy) 44.01 2005-05-13 4 A 0 30000 0 A 2012-05-13 Common Stock 30000 30000 D Employee Stock Option (Right to Buy) 6.16 2011-08-15 Common Stock 194844 194844 D These shares are subject to restrictions that lapse upon the satisfaction of certain time and service conditions. These options are time options exercisable in four equal annual installments beginning on May 13, 2006. These options are exercisable in five equal annual installments beginning on August 15, 2002. By: /s/ David A. Brown 2005-12-13 -----END PRIVACY-ENHANCED MESSAGE-----