EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

Attachment to Form 4 – Joint Filer Information

 

Pursuant to Instruction 4(b)(v) of the General Instructions to Form 4, this joint filer information is also being filed on behalf of the Reporting Persons set forth below as an exhibit to the Form 4 filed by Fifth Berkshire Associates LLC.  The date of event requiring this statement is 12/08/04 and the securities to which this Form 4 relates are shares of common stock of Carter’s, Inc.

 

TABLE I:  Non-Derivative Securities Beneficially Owned

 

Name and Address of Reporting Person

 

Transaction Code

 

Securities Disposed of (D)

 

Price

 

Amount of Securities Beneficially Owned Following Reported Transaction(s)

 

Ownership Form: Direct (D) or Indirect (I)

 

Nature of Indirect Beneficial Ownership

 

Berkshire Fund V, Limited Partnership

 

J(b

1,908,441

 

$

33.47

(d)

4,616,839

 

D

 

 

 

Berkshire Fund V Coinvestment Fund, Limited Partnership

 

J(b

900,715

 

$

33.47

(d)

2,178,983

 

D

 

 

 

Berkshire Investors LLC (a)

 

J(c

190,844

 

$

33.47

(d)

461,684

 

D

 

 

 

 

The address of each of the above-listed Reporting Person is c/o Berkshire Partners LLC, One Boston Place, Suite 3300, Boston, Massachusetts 02108


(a)  Berkshire Investors LLC may be deemed to be, but does not admit to be, a member of a “group” holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Exchange Act.

(b)  See Footnote 1 to this Form 4.

(c)  On December 8, 2001, Berkshire Investors LLC distributed a total of 190,844 shares of Common Stock pro rata to its members.

(d)  The price listed in the table above is the designated price per share distributed in the pro rata distribution pursuant to the governing documents of the three funds.  No consideration was paid to any of the three funds in connection with the distribution.

 



 

Signature of Reporting Persons:

 

BERKSHIRE FUND V, LIMITED PARTNERSHIP

 

By:

Fifth Berkshire Associates LLC,

 

its General Partner

 

By:

/s/ Ross M. Jones

 

 

Name:  Ross M. Jones

 

Title:  Managing Director

 

BERKSHIRE FUND V COINVESTMENT FUND, LIMITED PARTNERSHIP

 

By:

Fifth Berkshire Associates LLC,

 

its General Partner

 

By:

/s/ Ross M. Jones

 

 

Name:  Ross M. Jones

 

Title:  Managing Director

 

BERKSHIRE  INVESTORS LLC

 

By:

/s/ Ross M. Jones

 

 

Name:  Ross M. Jones

 

Title:  Managing Director