0001060822-22-000189.txt : 20221121 0001060822-22-000189.hdr.sgml : 20221121 20221121161847 ACCESSION NUMBER: 0001060822-22-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221118 FILED AS OF DATE: 20221121 DATE AS OF CHANGE: 20221121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY MICHAEL DENNIS CENTRAL INDEX KEY: 0001267872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 221405983 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREE NE STE 900 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 wf-form4_166906550226041.xml FORM 4 X0306 4 2022-11-18 0 0001060822 CARTERS INC CRI 0001267872 CASEY MICHAEL DENNIS 3438 PEACHTREE ROAD NE SUITE 1800 ATLANTA GA 30326 1 1 0 0 Chairman and CEO Common Stock 2022-11-18 4 M 0 12115 59.27 A 456654 D Common Stock 2022-11-18 4 S 0 12115 75.01 D 444539 D Common Stock 2022-11-18 4 S 0 29683 75 D 414856 D Employee Stock Option (Right to Purchase) 59.27 2022-11-18 4 M 0 12115 0 D 2023-02-20 Common Stock 12115.0 37885 D The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $75.00 to $75.24 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The price reported reflects a single price point for all the 29,683 shares sold. The option vested in four equal installments on February 20, 2014, 2015, 2016, and 2017. /s/Scott F. Duggan, Attorney-in-Fact 2022-11-21