0001060822-21-000060.txt : 20211109 0001060822-21-000060.hdr.sgml : 20211109 20211109161839 ACCESSION NUMBER: 0001060822-21-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASEY MICHAEL DENNIS CENTRAL INDEX KEY: 0001267872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31829 FILM NUMBER: 211392473 MAIL ADDRESS: STREET 1: 1170 PEACHTREE STREE NE STE 900 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARTERS INC CENTRAL INDEX KEY: 0001060822 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 133912933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 678-399-1000 MAIL ADDRESS: STREET 1: PHIPPS TOWER STREET 2: 3438 PEACHTREE ROAD NE SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HOLDINGS INC DATE OF NAME CHANGE: 19980430 4 1 wf-form4_163649269117614.xml FORM 4 X0306 4 2021-11-08 0 0001060822 CARTERS INC CRI 0001267872 CASEY MICHAEL DENNIS 3438 PEACHTREE ROAD NE SUITE 1800 ATLANTA GA 30326 1 1 0 0 Chairman and CEO Common Stock 2021-11-08 4 M 0 17500 42.61 A 473673 D Common Stock 2021-11-08 4 S 0 17500 105.49 D 456173 D Common Stock 2021-11-08 4 S 0 12812 106.68 D 443361 D Employee Stock Option (Right to Purchase) 42.61 2021-11-08 4 M 0 17500 0 D 2022-02-22 Common Stock 17500.0 52500 D The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $104.50 to $106.10 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $106.25 to $107.00 inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The option vested in four equal installments on February 22, 2013, 2014, 2015, and 2016. /s/Scott F. Duggan, Attorney-in-Fact 2021-11-09