X0306 4 2012-08-29 0 0001060749 KNIGHT CAPITAL GROUP, INC. KCG 0001084580 JEFFERIES GROUP INC /DE/ 520 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 0001265287 JEFFERIES & COMPANY, INC. 520 MADISON AVE. NEW YORK NY 10022 0 0 1 0 0001420619 Jefferies High Yield Holdings, LLC THE METRO CENTER, ONE STATION PLACE THREE NORTH STAMFORD CT 06902 0 0 1 0 0001420793 Jefferies High Yield Trading, LLC THE METRO CENTER ONE STATION PLACE, THREE NORTH STAMFORD CT 06902 0 0 1 0 Class A Common Stock 2012-08-29 4 C 0 65000032 A 65000032 D Class A Common Stock 2012-08-29 4 C 0 16250008 A 16250008 D Series A-2 Convertible Preferred Stock 2012-08-29 4 C 0 77599 D 2012-08-13 Series A-2 Convertible Preferred Stock 77599 0 D Series A-2 Convertible Preferred Stock 2012-08-29 4 C 0 19400 D 2012-08-13 Series A-1 Convertible Preferred Stock 19400 0 D Series A-1 Convertible Preferred Stock 2012-08-29 4 C 0 77599 A 2012-08-13 Class A Common Stock 51732692 97500 D Series A-1 Convertible Preferred Stock 2012-08-29 4 C 0 19400 A 2012-08-13 Class A Common Stock 12933339 24375 D Series A-1 Convertible Preferred Stock 2012-08-29 4 C 0 97500 D 2012-08-13 Class A Common Stock 65000032 0 D Series A-1 Convertible Preferred Stock 2012-08-29 4 C 0 24375 D 2012-08-13 Class A Common Stock 16250008 0 D Conversion of shares of Series A-1 Convertible Preferred Stock into Class A Common Stock pursuant to Rule 16b-6 for no additional consideration. Represents shares directly held by Jefferies & Company, Inc. The Reporting Persons disclaim beneficial ownership over such shares, except to the extent of their pecuniary interests. Represents shares directly held by Jefferies High Yield Trading, LLC. The Reporting Persons disclaim beneficial ownership over such shares, except to the extent of their pecuniary interests. Shares of Series A-2 will be convertible at the option of the holder into shares of Series A-1 on a one-for-one basis upon delivery of a written notice of conversion and a certification that all required regulatory approvals have been obtained and all applicable waiting periods have expired. The Series A-1 and A-2 have no expiration dates. Conversion of shares of Series A-2 Convertible Preferred Stock into Series A-1 Convertible Preferred Stock pursuant to Rule 16b-6 for no additional consideration. Shares of Series A-1 are convertible at the option of the holder into shares of Class A Common Stock at a conversion rate of 666.667 shares of Class A Common Stock for each share of Series A-1. The Series A-1 has no expiration date. /s/ Roland T. Kelly, Assistant Secretary 2012-08-30 /s/ Roland T. Kelly, MD and Associate General Counsel 2012-08-30 /s/ Roland T. Kelly, Authorized Person 2012-08-30 /s/ Roland T. Kelly, Assistant Secretary 2012-08-30