0001209191-11-042816.txt : 20110808
0001209191-11-042816.hdr.sgml : 20110808
20110808142524
ACCESSION NUMBER: 0001209191-11-042816
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110808
FILED AS OF DATE: 20110808
DATE AS OF CHANGE: 20110808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOYCE THOMAS M
CENTRAL INDEX KEY: 0001235138
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14223
FILM NUMBER: 111016665
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP, INC.
CENTRAL INDEX KEY: 0001060749
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 223689303
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
BUSINESS PHONE: 2012229400
MAIL ADDRESS:
STREET 1: 545 WASHINGTON BLVD.
CITY: JERSEY CITY
STATE: NJ
ZIP: 07310
FORMER COMPANY:
FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC
DATE OF NAME CHANGE: 20000725
FORMER COMPANY:
FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC
DATE OF NAME CHANGE: 19980429
4
1
c21114_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-08-08
0001060749
KNIGHT CAPITAL GROUP, INC.
KCG
0001235138
JOYCE THOMAS M
545 WASHINGTON BOULEVARD
JERSEY CITY
NJ
07310
0
1
0
0
Chairman & CEO
Class A Common Stock
2011-08-08
4
P
0
10000
11.179
A
450382
D
Class A Common Stock
2011-07-21
4
J
0
76061
0
A
526443
D
Class A Common Stock
2011-07-21
4
J
0
150207
0
A
676650
D
Class A Common Stock
2011-07-21
4
J
0
76061
0
D
0
I
By Joyce Family 2009 GRAT
Class A Common Stock
2011-07-21
4
J
0
150207
0
D
249793
I
By Joyce Family 2009 GRAT
Restricted Stock Units (Previously Reported)
574187
D
Class A Common Stock (Previously Reported)
98917
I
By Joyce Family 2009 GRAT II
Class A Common Stock (Previously Reported)
34695
I
By Trust for Children
Represents the purchase of 10,000 shares in six separate transactions at prices ranging from $11.13 to $11.22 per share, resulting in a weighted average purchase price per share of $11.179.
File undertakes to provide SEC, the Issuer, or security holder full information pertaining to the number of shares purchased at each separate price.
Represents distribution of shares from the Joyce Family 2009 GRAT (the "GRAT") to reporting person and termination of the GRAT, effective July 21, 2011, which did not require reporting at time of event.
Represents distribution of shares from the Joyce Family 2010 GRAT to reporting person, effective July 21, 2011, which did not require reporting at time of event.
/s/ Thomas M. Joyce
2011-08-08