0001209191-11-042816.txt : 20110808 0001209191-11-042816.hdr.sgml : 20110808 20110808142524 ACCESSION NUMBER: 0001209191-11-042816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110808 FILED AS OF DATE: 20110808 DATE AS OF CHANGE: 20110808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOYCE THOMAS M CENTRAL INDEX KEY: 0001235138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14223 FILM NUMBER: 111016665 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNIGHT CAPITAL GROUP, INC. CENTRAL INDEX KEY: 0001060749 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 223689303 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: BUSINESS PHONE: 2012229400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BLVD. CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT TRADING GROUP INC DATE OF NAME CHANGE: 20000725 FORMER COMPANY: FORMER CONFORMED NAME: KNIGHT TRIMARK GROUP INC DATE OF NAME CHANGE: 19980429 4 1 c21114_4x0.xml MAIN DOCUMENT DESCRIPTION X0304 4 2011-08-08 0001060749 KNIGHT CAPITAL GROUP, INC. KCG 0001235138 JOYCE THOMAS M 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 1 0 0 Chairman & CEO Class A Common Stock 2011-08-08 4 P 0 10000 11.179 A 450382 D Class A Common Stock 2011-07-21 4 J 0 76061 0 A 526443 D Class A Common Stock 2011-07-21 4 J 0 150207 0 A 676650 D Class A Common Stock 2011-07-21 4 J 0 76061 0 D 0 I By Joyce Family 2009 GRAT Class A Common Stock 2011-07-21 4 J 0 150207 0 D 249793 I By Joyce Family 2009 GRAT Restricted Stock Units (Previously Reported) 574187 D Class A Common Stock (Previously Reported) 98917 I By Joyce Family 2009 GRAT II Class A Common Stock (Previously Reported) 34695 I By Trust for Children Represents the purchase of 10,000 shares in six separate transactions at prices ranging from $11.13 to $11.22 per share, resulting in a weighted average purchase price per share of $11.179. File undertakes to provide SEC, the Issuer, or security holder full information pertaining to the number of shares purchased at each separate price. Represents distribution of shares from the Joyce Family 2009 GRAT (the "GRAT") to reporting person and termination of the GRAT, effective July 21, 2011, which did not require reporting at time of event. Represents distribution of shares from the Joyce Family 2010 GRAT to reporting person, effective July 21, 2011, which did not require reporting at time of event. /s/ Thomas M. Joyce 2011-08-08