0001203311-16-000155.txt : 20160908
0001203311-16-000155.hdr.sgml : 20160908
20160908200205
ACCESSION NUMBER: 0001203311-16-000155
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160908
DATE AS OF CHANGE: 20160908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEATTLE GENETICS INC /WA
CENTRAL INDEX KEY: 0001060736
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 911874389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21823 30TH DRIVE SE
STREET 2: SUITE
CITY: BOTHELL
STATE: WA
ZIP: 98021
BUSINESS PHONE: 4255274000
MAIL ADDRESS:
STREET 1: 21823 30TH DRIVE SE
STREET 2: SUITE
CITY: BOTHELL
STATE: WA
ZIP: 98021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SIEGALL CLAY B
CENTRAL INDEX KEY: 0001167496
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32405
FILM NUMBER: 161877578
MAIL ADDRESS:
STREET 1: 21823 30TH DR SE
CITY: BOTHELL
STATE: WA
ZIP: 98021
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-09-06
0
0001060736
SEATTLE GENETICS INC /WA
SGEN
0001167496
SIEGALL CLAY B
21823 30TH DRIVE SE
BOTHELL
WA
98021
1
1
0
0
President and CEO
Common Stock
2016-09-06
4
M
0
10331.0
10.2
A
615065
D
Common Stock
2016-09-06
4
M
0
1973.0
10.29
A
617038
D
Common Stock
2016-09-06
4
M
0
4042.0
10.2
A
621080
D
Common Stock
2016-09-06
4
S
0
4042.0
44.8392
D
617038
D
Common Stock
2016-09-06
4
M
0
2200.0
4.45
A
619238
D
Common Stock
2016-09-06
4
S
0
2200.0
45.1523
D
617038
D
Common Stock
2016-09-06
4
M
0
5411.0
4.45
A
622449
D
Common Stock
2016-09-06
4
S
0
5411.0
45.9124
D
617038
D
Common Stock
27945
I
by Trust
Incentive Stock Option (right to buy)
10.2
2016-09-06
4
M
0
10331.0
0.0
D
2017-05-25
Common Stock
10331
0
D
Incentive Stock Option (right to buy)
10.29
2016-09-06
4
M
0
1973.0
0.0
D
2017-08-28
Common Stock
1973
0
D
Non-Qualified Stock Option (right to buy)
4.45
2016-09-06
4
M
0
2200.0
0.0
D
2016-09-05
Common Stock
2200
5411
D
Non-Qualified Stock Option (right to buy)
4.45
2016-09-06
4
M
0
5411.0
0.0
D
2016-09-05
Common Stock
5411
0
D
Non-Qualified Stock Option (right to buy)
10.2
2016-09-06
4
M
0
4042.0
0.0
D
2017-05-25
Common Stock
4042
31533
D
Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $44.45 to $45.03. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $45.04 to $45.27. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $45.29 to $46.27. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
Shares vested at a rate of 25% on 5/25/08 and monthly thereafter until all the shares were fully vested on 5/25/11.
Shares vested at a rate of 25% on 8/28/08 and monthly thereafter until all the shares were fully vested on 8/28/11.
Shares vested at a rate of 25% on 9/06/07 and monthly thereafter until all the shares were fully vested on 9/06/10.
/s/ Jean Liu
2016-09-08