UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
Current Report
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03. | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
Seattle Genetics, Inc. (the “Company”) changed its corporate name to “Seagen Inc.” by filing a Certificate of Amendment of the Fourth Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware (the “Name Change”) on October 6, 2020. The amendment was effected pursuant to Section 242 of the Delaware General Corporation Law, which permits such amendments to be adopted by a corporation’s Board of Directors without stockholder approval. The Name Change was approved by the Company’s Board of Directors on September 10, 2020.
The Name Change does not affect the rights of the Company’s security holders. The Company’s common stock will continue to trade on The Nasdaq Global Select Market under the symbol “SGEN” and the Company’s new name of “Seagen Inc.” will replace “Seattle Genetics, Inc.” on The Nasdaq Global Select Market commencing on October 9, 2020.
The foregoing description of the Certificate of Amendment is qualified in its entirety by reference to the full text of the Certificate of Amendment, a copy of which is filed as Exhibit 3.1 and incorporated by reference herein.
Item 9.01. | Financial Statements and Exhibits. |
Exhibit No. |
Description | |
3.1 | Certificate of Amendment of the Fourth Amended and Restated Certificate of Incorporation of Seattle Genetics, Inc. | |
104 | Cover Page Interactive Data File (formatted as Inline XBRL). |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SEATTLE GENETICS, INC. | ||||||
Date: October 8, 2020 | By: | /s/ Jean I. Liu | ||||
Jean I. Liu | ||||||
Executive Vice President, Legal Affairs & General Counsel |