0000899243-19-022786.txt : 20190904
0000899243-19-022786.hdr.sgml : 20190904
20190904214242
ACCESSION NUMBER: 0000899243-19-022786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190830
FILED AS OF DATE: 20190904
DATE AS OF CHANGE: 20190904
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIU JEAN I
CENTRAL INDEX KEY: 0001241357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32405
FILM NUMBER: 191076066
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEATTLE GENETICS INC /WA
CENTRAL INDEX KEY: 0001060736
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 911874389
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21823 30TH DRIVE SE
STREET 2: SUITE
CITY: BOTHELL
STATE: WA
ZIP: 98021
BUSINESS PHONE: 4255274000
MAIL ADDRESS:
STREET 1: 21823 30TH DRIVE SE
STREET 2: SUITE
CITY: BOTHELL
STATE: WA
ZIP: 98021
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-30
0
0001060736
SEATTLE GENETICS INC /WA
SGEN
0001241357
LIU JEAN I
21823 30TH DRIVE SE
BOTHELL
WA
98021
0
1
0
0
See Remarks
Common Stock
2019-08-30
4
A
0
18995
0.00
A
79899
D
Common Stock
2019-09-03
4
S
0
1779
0.00
D
78120
D
Incentive Stock Options (right to buy)
72.64
2019-08-30
4
A
0
1333
0.00
A
2029-08-30
Common Stock
1333
1333
D
Non. Qualified Stock Option (right to buy)
72.64
2019-08-30
4
A
0
43786
0.00
A
2029-08-30
Common Stock
43786
43786
D
These shares represent restricted stock units and will be settled in common stock upon vesting.
Shares shall vest at a rate of 25% on each anniversary of the grant date until all shares are fully vested four years from the grant date.
Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.
Options shall vest at a rate of 25% one year from grant date and monthly thereafter until all shares are fully vested four years from grant date.
GC/EVP, Leg Affairs 8075 - Legal Affairs
Jean Liu
2019-09-04