0000899243-19-022786.txt : 20190904 0000899243-19-022786.hdr.sgml : 20190904 20190904214242 ACCESSION NUMBER: 0000899243-19-022786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190830 FILED AS OF DATE: 20190904 DATE AS OF CHANGE: 20190904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIU JEAN I CENTRAL INDEX KEY: 0001241357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32405 FILM NUMBER: 191076066 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEATTLE GENETICS INC /WA CENTRAL INDEX KEY: 0001060736 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911874389 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 BUSINESS PHONE: 4255274000 MAIL ADDRESS: STREET 1: 21823 30TH DRIVE SE STREET 2: SUITE CITY: BOTHELL STATE: WA ZIP: 98021 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-30 0 0001060736 SEATTLE GENETICS INC /WA SGEN 0001241357 LIU JEAN I 21823 30TH DRIVE SE BOTHELL WA 98021 0 1 0 0 See Remarks Common Stock 2019-08-30 4 A 0 18995 0.00 A 79899 D Common Stock 2019-09-03 4 S 0 1779 0.00 D 78120 D Incentive Stock Options (right to buy) 72.64 2019-08-30 4 A 0 1333 0.00 A 2029-08-30 Common Stock 1333 1333 D Non. Qualified Stock Option (right to buy) 72.64 2019-08-30 4 A 0 43786 0.00 A 2029-08-30 Common Stock 43786 43786 D These shares represent restricted stock units and will be settled in common stock upon vesting. Shares shall vest at a rate of 25% on each anniversary of the grant date until all shares are fully vested four years from the grant date. Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting. Shares sold pursuant to a 10b5-1 arrangement to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. Options shall vest at a rate of 25% one year from grant date and monthly thereafter until all shares are fully vested four years from grant date. GC/EVP, Leg Affairs 8075 - Legal Affairs Jean Liu 2019-09-04