-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U0UA85mcy9dAhrSvWMwWwpjMKliEa0tfLYfNBysBAr+h3nifqmj+xiWrZz0sbutu YmzL6498Rg++ZeSWHQBK0A== 0000919574-04-000147.txt : 20040127 0000919574-04-000147.hdr.sgml : 20040127 20040127165915 ACCESSION NUMBER: 0000919574-04-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040123 FILED AS OF DATE: 20040127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALON HOLDINGS CORP CENTRAL INDEX KEY: 0001061069 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 341863889 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMERICAN WAY CITY: WARREN STATE: OH ZIP: 44484 BUSINESS PHONE: 3308568800 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONSTABLE LOURDE JOHN CENTRAL INDEX KEY: 0001060522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14105 FILM NUMBER: 04546945 BUSINESS ADDRESS: STREET 1: 41 LEOPARD ROAD STREET 2: SUITE 202 CITY: PAOLI STATE: PA ZIP: 19301 BUSINESS PHONE: 6109640750 MAIL ADDRESS: STREET 1: 5 RADNOR CORP CENTER STREET 2: 100 MATSONFORD ROAD SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 4 1 p459134_ex.xml X0201 4 2004-01-23 0 0001061069 AVALON HOLDINGS CORP AWX 0001060522 CONSTABLE LOURDE JOHN 41 LEOPARD ROAD SUITE 202 PAOLI PA 19301 0 0 1 0 Common Stock 2004-01-23 2004-01-28 4 S 0 4500 4.00 D 22700 D Common Stock 2004-01-23 2004-01-28 4 S 0 70500 4.00 D 348346 I By Constable Partners, L.P. and Constable Partners II, L.P. Common Stock 2004-01-23 2004-01-28 4 S 0 64600 4.00 D 319346 I By Constable Partners, L.P. Common Stock 2004-01-23 2004-01-28 4 S 0 5900 4.00 D 29000 I By Constable Partners II, L.P. These securities are owned by John Constable d/b/a Constable Asset Management, which is a Reporting Person. These securities may be deemed to be beneficially owned by (i) John Constable dba Constable Asset Management, the general partner of Constable Group, LLC, the entity that serves as the general partner of Constable Managing Partners, LP and Constable Managing Partners II, LP. Constable Managing Partners, LP serves as the general partner of Constable Partners, LP, a private investment partnership. Constable Managing Partners II, LP serves as the general partner of Constable Partners II, LP, a private investment partnership; (ii) Constable Group, LLC; (iii) Constable Managing Partners, LP; and (iv) Constable Partners, LP. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpos e. These securities may be deemed to be beneficially owned by (i) John Constable d/b/a Constable Asset Management, the sole member of Constable Group, LLC, the entity that serves as the general partner of Constable Managing Partners, L.P. which in turn serves the general partner of Constable Partners, L.P., a private investment partnership; (ii) Constable Group, LLC; (iii) Constable Managing Partners, L.P.; and (iv) Constable Partners, L.P. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These securities may be deemed to be beneficially owned by (i) John Constable d/b/a Constable Asset Management, the sole member of Constable Group, LLC, the entity which serves as the general partner of Constable Managing Partners II, L.P, the entity which in turn serves as general partner of Constable Partnership II, L.P., a private investment partnership; and (ii) Constable Group, LLC. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. By: /s/ John Constable, d/b/a Constable Asset Management 2004-01-27 -----END PRIVACY-ENHANCED MESSAGE-----