EX-99.(8)(H)(II) 15 d770119dex998hii.htm AMENDMENT TO SERVICE AGREEMENT WITH STATE STREET BANK AND TRUST COMPANY Amendment to Service Agreement with State Street Bank and Trust Company

FORM OF AMENDMENT TO SERVICE AGREEMENT

This Amendment to Service Agreement (the “Amendment”), dated and effective December     , 2019, is by and between State Street Bank and Trust Company, a Massachusetts trust company (“State Street”), and each management investment company identified on Schedule A (each, a “Trust”).

WHEREAS, State Street and each Trust entered into a Service Agreement dated and effective as of May 31, 2018 (as amended, supplemented, restated or otherwise modified from time to time, the “Agreement”); and

WHEREAS, State Street and the undersigned Trust desire to amend the Agreement as more particularly set forth below.

NOW, THEREFORE, in consideration of the foregoing and the mutual covenants and agreements hereinafter contained, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree to amend the Agreement, pursuant to the terms thereof, as follows:

 

1.

Amendment.

 

  (a)

The UBS Series Funds has established three new series of shares to be known as UBS SELECT ESG PRIME INSTITUTIONAL FUND, UBS SELECT ESG PRIME INVESTOR FUND, and UBS SELECT ESG PRIME PREFERRED FUND and the Master Trust has established one new series of shares to be known as ESG PRIME MASTER FUND, (the “New Funds”),

 

  (b)

In accordance with Section 1, of the Agreement, the undersigned Trust hereby requests that State Street act as service provider for each of the New Funds under the terms of the Agreement. In connection with such request, the undersigned New Funds hereby confirm to State Street, as of the date hereof, its representations and warranties set forth in Section 4 of the Agreement.

 

  (c)

Schedule A is hereby amended in its entirety and replaced with the new Schedule A attached hereto. Additionally, for the avoidance of doubt, the following Funds have ceased operations and are hereby removed from Schedule A:

UBS Select Government Capital Fund

UBS Select Treasury Capital Fund

SMA Relationship Trust Series S

 

  (d)

Annex I to Schedule B6 is hereby amended in its entirety and replaced with the new Annex I attached hereto.


2.

Miscellaneous.

(a)    Except as expressly amended hereby, all provisions of the Agreement shall remain in full force and effect.

(b)    Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Agreement.

(c)    This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Counterparts may be executed in either original or electronically transmitted form (e.g., faxes or emailed portable document format (PDF) form), and the parties hereby adopt as original any signatures received via electronically transmitted form.

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IN WITNESS WHEREOF, the undersigned, by their authorized representatives, have executed this Annex 1 as of the last signature date set forth below.

EACH OF THE MANAGEMENT INVESTMENT COMPANIES

SET FORTH ON SCHEDULE A HERETO, SEVERALLY AND NOT JOINTLY

 

BY:                                                
NAME:                                              
TITLE:                                                
BY:                                              
NAME:                                       
TITLE:                                         

STATE STREET BANK AND TRUST COMPANY

 

By:                                                              
Name: Andrew Erickson
Title: Executive Vice President, Duly Authorized

 

 

Amendment to Service Agreement


AMENDMENT TO SERVICE AGREEMENT

SCHEDULE A

Listing of Fund(s)

PACE®Select Advisors Trust

PACE Alternative Strategies Investments    

PACE Global Real Estate Securities Investments    

UBS Government Money Market Investments Fund1    

PACE High Yield Investments    

PACE Intermediate Fixed Income Investments    

PACE International Emerging Markets Equity Investments    

PACE International Equity Investments    

PACE Global Fixed Income Investments2    

PACE Large Co Growth Equity Investments    

PACE Large Co Value Equity Investments    

PACE Mortgage-Backed Securities Fixed Income Investments    

PACE Municipal Fixed Income Investments    

PACE Small/Medium Co Growth Equity Investments    

PACE Small/Medium Co Value Equity Investments    

PACE Strategic Fixed Income Investments    

Money Market Funds

Government Master Fund    

Limited Purpose Cash Investment Fund

ESG Prime Master Fund

Prime CNAV Master Fund    

Prime Master Fund    

Tax-Free Master Fund    

Treasury Master Fund    

UBS Liquid Assets Government Fund    

UBS Prime Investor Fund    

UBS Prime Preferred Fund    

UBS Prime Reserves Fund    

UBS RMA Government Money Market Fund

UBS Select ESG Prime Institutional Fund

UBS Select ESG Prime Investor Fund

UBS Select ESG Prime Preferred Fund

UBS Select Government Institutional Fund     

UBS Select Government Investor Fund    

UBS Select Government Preferred Fund    

UBS Select Prime Institutional Fund    

UBS Select Prime Investor Fund    

UBS Select Prime Preferred Fund    

UBS Select Treasury Institutional Fund    

UBS Select Treasury Investor Fund    

UBS Select Treasury Preferred Fund    

UBS Tax-Free Investor Fund    

UBS Tax-Free Preferred Fund    

UBS Tax-Free Reserves Fund

 

 

1 

Formerly known as PACE Government Money Market Investments

2 

Formerly known as PACE International Fixed Income Investments


Short Duration Fixed Income Fund

UBS Ultra Short Income Fund    

Quantitative Allocation Fund

UBS U.S. Allocation Fund    

The UBS Funds

UBS Global Allocation Fund    

UBS U.S. Sustainable Equity Fund    

UBS U.S. Small Cap Growth Fund    

UBS International Sustainable Equity Fund    

UBS Dynamic Alpha Fund    

UBS Municipal Bond Fund    

UBS Total Return Bond Fund    

UBS Emerging Market Equity Opportunity Fund

UBS Engage For Impact Fund    

UBS Sustainable Development Bank Bond Fund    

SMA Relationship Trust

SMA Relationship Trust Series T    

SMA Relationship Trust Series M    

SMA Relationship Trust Series G    


AMENDMENT TO SERVICE AGREEMENT

ANNEX I TO SCHEDULE B6

 

Form N-PORT Services

and Quarterly Portfolio of Investments Services

 

   Service Type:
   
PACE®SELECT ADVISORS TRUST   

Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services

 

PACE Alternative Strategies Investments

 

   Standard

PACE Global Real Estate Securities Investments

 

UBS Government Money Market Investments Fund

 

PACE High Yield Investments

 

PACE Intermediate Fixed Income Investments

 

PACE International Emerging Markets Equity Investments

 

PACE International Equity Investments

 

PACE Global Fixed Income Investments

 

PACE Large Co Growth Equity Investments

 

PACE Large Co Value Equity Investments

 

PACE Mortgage-Backed Securities Fixed Income Investments

 

PACE Municipal Fixed Income Investments

 

 


PACE Small/Medium Co Growth Equity Investments

 

    

PACE Small/Medium Co Value Equity Investments

 

PACE Strategic Fixed Income Investments

 

SHORT DURATION FIXED INCOME FUND   

Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services

 

UBS Ultra Short Income Fund   

 

Standard

 

QUANTITATIVE ALLOCATION FUND   

Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services

 

UBS U.S. Allocation Fund   

 

Standard

 

THE UBS FUNDS   

Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services

 

UBS Global Allocation Fund

 

   Standard

UBS U.S. Sustainable Equity Fund

 

UBS U.S. Small Cap Growth Fund

 

UBS International Sustainable Equity Fund

 

UBS Engage For Impact Fund

 

UBS Sustainable Development Bank Bond Fund

 

UBS Dynamic Alpha Fund

 

 


UBS Municipal Bond Fund

 

    

UBS Total Return Bond Fund

 

UBS Emerging Market Equity Opportunity Fund

 

SMA RELATIONSHIP TRUST   

Standard N-PORT Reporting Solution (Data and Filing) and Quarterly Portfolio of Investments Services

 

SMA Relationship Trust Series T

 

   Standard

SMA Relationship Trust Series M

 

SMA Relationship Trust Series G

 

 

 

 

Form N-CEN Services

 

  

PACE®SELECT ADVISORS TRUST

SHORT DURATION FIXED INCOME FUND

QUANTITATIVE ALLOCATION FUND

THE UBS FUNDS

SMA RELATIONSHIP TRUST

  


IN WITNESS WHEREOF, the undersigned, by their authorized representatives, have executed this Annex 1 as of the last signature date set forth below.

EACH OF THE MANAGEMENT INVESTMENT COMPANIES

SET FORTH ON SCHEDULE A HERETO, SEVERALLY AND NOT JOINTLY

 

By:                                                
Name:                                              
Title:                                                
By:                                              
Name:                                       
Title:                                         

STATE STREET BANK AND TRUST COMPANY

 

By:                                              
Name:                                       
Title: