0001214659-16-014714.txt : 20161115
0001214659-16-014714.hdr.sgml : 20161115
20161115160248
ACCESSION NUMBER: 0001214659-16-014714
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20060612
FILED AS OF DATE: 20161115
DATE AS OF CHANGE: 20161115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MANCHESKI FREDERICK J
CENTRAL INDEX KEY: 0001026885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 161999669
MAIL ADDRESS:
STREET 1: 5400 PLANTATION ROAD
STREET 2: UNIT 1256
CITY: CAPTIVA
STATE: FL
ZIP: 33924
4
1
marketforms-36954.xml
PRIMARY DOCUMENT
X0306
4
2006-06-12
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001026885
MANCHESKI FREDERICK J
54 PLANTATION ROAD
UNIT 1256
CAPTIVA
FL
33924
false
false
true
false
Class A Common Stock, Par Value $0.001
2016-11-11
2016-11-11
4
J
false
242199
0
D
1136704
D
This report is filed solely for the purpose of reflecting changes in beneficial ownership of the Reporting Person arising out of the implementation of certain aspects of his estate plan which involved transfers of a total of 242,199 shares of Issuer to the Reporting Person from Mancheski, LLC, which has been dissolved and no longer has ownership of any shares of the Issuer, and the Frederick J. Mancheski 2009 Irrevocable Trust (the "Irrevocable Trust") which currently owns 569,270 shares of Issuer after the completion of the foregoing estate planning transfers and as to which the Reporting Person disclaims beneficial ownership. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of any securities owned by the Irrevocable Trust for Section 16 or any other purpose.
/s/ Frederick J. Mancheski by Philip M. Halpern, Agent
2016-11-15