0000807249-22-000137.txt : 20221027
0000807249-22-000137.hdr.sgml : 20221027
20221027162217
ACCESSION NUMBER: 0000807249-22-000137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221026
FILED AS OF DATE: 20221027
DATE AS OF CHANGE: 20221027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCP, INC.
CENTRAL INDEX KEY: 0001238894
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 221337612
BUSINESS ADDRESS:
STREET 1: 189 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 9149215100
MAIL ADDRESS:
STREET 1: 189 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: GABELLI GROUP CAPITAL PARTNERS INC
DATE OF NAME CHANGE: 20030604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 221337611
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Associated Capital Group, Inc.
CENTRAL INDEX KEY: 0001642122
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 221337614
BUSINESS ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 914-921-5135
MAIL ADDRESS:
STREET 1: 191 MASON STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: Gabelli Securities Group, Inc.
DATE OF NAME CHANGE: 20150512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCP Holdings LLC
CENTRAL INDEX KEY: 0001493460
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 221337613
BUSINESS ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-9200
MAIL ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
4
1
form4.xml
X0306
4
2022-10-26
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001642122
Associated Capital Group, Inc.
191 MASON STREET
GREENWICH
CT
06830
true
0001493460
GGCP Holdings LLC
189 MASON STREET
GREENWICH
CT
06830
true
0001238894
GGCP, INC.
189 MASON STREET
GREENWICH
CT
06830
true
0001185533
GABELLI MARIO J
191 MASON STREET
GREENWICH
CT
06830
true
true
true
Chairman & CEO
Class A Common Stock
2022-10-26
4
S
0
3000
15.4283
D
1603891
D
Class A Common Stock
2022-10-27
4
S
0
1500
16.5
D
1602391
D
Securities owned directly by Associated Capital Group, Inc.
This Form 4 is filed jointly by Associated Capital Group, Inc. ("AC"), GGCP Holdings, LLC ("Holdings"), GGCP, Inc. ("GGCP") and Mario Gabelli (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein.
/s/ Douglas R. Jamieson, Attorney-In-Fact for ASSOCIATED CAPITAL GROUP, INC., MARIO J. GABELLI, GGCP, INC. and GGCP HOLDINGS, LLC
2022-10-27