X0303 4 2009-05-12 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001185528 ALPERT BRUCE N C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 0 1 0 0 Senior Vice President Class B Common Stock 2009-05-12 4 J 0 655 0 D 0 D Class A Common Stock 2009-05-12 4 J 0 655 0 A 15545 D Class A Common Stock 2009-05-12 4 S 0 1000 52.02 D 14545 D Class A Common Stock 2009-05-14 4 S 0 2790 49.701 D 11755 D Employee Stock Option (Right to Buy) 29 2006-05-13 2013-05-13 Class A Common Stock 2000 2000 D These securities were received by the Reporting Person from a pro-rata distribution of Class B Common Stock made by GGCP, Inc., the majority shareholder of the Issuer, which are convertible into the Issuer's Class A Common Stock. This transaction was affected pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 for the purpose of exempting such acquisition or disposition of securities. 5,000 of these shares represent restricted stock that was awarded to the Reporting Person on 12/7/2007 pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of award and the remaining seventy percent vest five years from the date of award. Seventy five percent of this employee stock option was exercisable on 5/13/2006, the remaining twenty five percent of this employee stock option was exercisable on 5/13/2007. /s/ Bruce N. Alpert 2009-05-14