0001174947-23-001054.txt : 20230814
0001174947-23-001054.hdr.sgml : 20230814
20230814145556
ACCESSION NUMBER: 0001174947-23-001054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230810
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIES JOHN MATTHEW
CENTRAL INDEX KEY: 0001627398
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14854
FILM NUMBER: 231168898
MAIL ADDRESS:
STREET 1: 38 MELISSA LANE
CITY: WASHINGTONVILLE
STATE: NY
ZIP: 10992
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SALISBURY BANCORP, INC.
CENTRAL INDEX KEY: 0001060219
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 061514263
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 BISSELL ST
STREET 2: PO BOX 1868
CITY: LAKEVILLE
STATE: CT
ZIP: 06039-1868
BUSINESS PHONE: 8604359801
MAIL ADDRESS:
STREET 1: 5 BISSELL ST
STREET 2: PO BOX 1868
CITY: LAKEVILLE
STATE: CT
ZIP: 06039-1868
FORMER COMPANY:
FORMER CONFORMED NAME: Salisbury Bancorp, Inc.
DATE OF NAME CHANGE: 20210422
FORMER COMPANY:
FORMER CONFORMED NAME: SALISBURY BANCORP INC
DATE OF NAME CHANGE: 19980420
4
1
ownership.xml
X0508
4
2023-08-10
1
0001060219
SALISBURY BANCORP, INC.
SAL
0001627398
DAVIES JOHN MATTHEW
38 MELISSA LANE
WASHINGTONVILLE
NY
10992
0
1
0
0
President of NY Region & CLO
0
Common Stock
2023-08-10
4
A
0
2817
0.00
A
31836
D
Common Stock
2023-08-10
4
F
0
846
27.45
D
30990
D
Common Stock
2023-08-10
4
A
0
4800
0.00
A
35790
D
Common Stock
2023-08-10
4
F
0
1440
27.45
D
34350
D
Common Stock
2023-08-11
4
D
0
34350
D
0
D
Common Stock
2023-08-11
4
D
0
2946
D
0
I
By ESOP
Award of performance-based restricted stock units (PBRSUs) pursuant to the Issuer's 2017 Long Term Incentive Plan. 2,000 units were granted on 6/23/21 and 2,000 unites were granted on 2/28/22, subject to three-year cliff vesting and the satisfaction of certain performance criteria. A pro-rata portion of the shares (1,742 and 1,075 respectively) vested on 8/10/2023, subject to accelerated vesting upon certain change in control events
Award of restricted stock pursuant to the Issuer's 2017 Long Term Incentive Plan. 2,400 shares were granted on 5/19/21 and 2,400 shares were granted on 2/28/22, subject to three-year cliff vesting. The shares vested on 8/10/2023, subject to accelerated vesting upon certain change in control events.
Each share of Issuer common stock was converted into and became exchangeable for the right to receive 0.7450 shares of NBT Bancorp Inc. ("Buyer") common stock.
This "Exit" Form 4 is voluntarily filed to report that the Reporting Person is no longer serving in the role as the Company's executive officer, effective as of August 11, 2023, and therefore is no longer subject to Section 16 reporting for Salisbury.
/s/ John Matthew Davies
2023-08-14