0001174947-23-001054.txt : 20230814 0001174947-23-001054.hdr.sgml : 20230814 20230814145556 ACCESSION NUMBER: 0001174947-23-001054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIES JOHN MATTHEW CENTRAL INDEX KEY: 0001627398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14854 FILM NUMBER: 231168898 MAIL ADDRESS: STREET 1: 38 MELISSA LANE CITY: WASHINGTONVILLE STATE: NY ZIP: 10992 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SALISBURY BANCORP, INC. CENTRAL INDEX KEY: 0001060219 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 061514263 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 BISSELL ST STREET 2: PO BOX 1868 CITY: LAKEVILLE STATE: CT ZIP: 06039-1868 BUSINESS PHONE: 8604359801 MAIL ADDRESS: STREET 1: 5 BISSELL ST STREET 2: PO BOX 1868 CITY: LAKEVILLE STATE: CT ZIP: 06039-1868 FORMER COMPANY: FORMER CONFORMED NAME: Salisbury Bancorp, Inc. DATE OF NAME CHANGE: 20210422 FORMER COMPANY: FORMER CONFORMED NAME: SALISBURY BANCORP INC DATE OF NAME CHANGE: 19980420 4 1 ownership.xml X0508 4 2023-08-10 1 0001060219 SALISBURY BANCORP, INC. SAL 0001627398 DAVIES JOHN MATTHEW 38 MELISSA LANE WASHINGTONVILLE NY 10992 0 1 0 0 President of NY Region & CLO 0 Common Stock 2023-08-10 4 A 0 2817 0.00 A 31836 D Common Stock 2023-08-10 4 F 0 846 27.45 D 30990 D Common Stock 2023-08-10 4 A 0 4800 0.00 A 35790 D Common Stock 2023-08-10 4 F 0 1440 27.45 D 34350 D Common Stock 2023-08-11 4 D 0 34350 D 0 D Common Stock 2023-08-11 4 D 0 2946 D 0 I By ESOP Award of performance-based restricted stock units (PBRSUs) pursuant to the Issuer's 2017 Long Term Incentive Plan. 2,000 units were granted on 6/23/21 and 2,000 unites were granted on 2/28/22, subject to three-year cliff vesting and the satisfaction of certain performance criteria. A pro-rata portion of the shares (1,742 and 1,075 respectively) vested on 8/10/2023, subject to accelerated vesting upon certain change in control events Award of restricted stock pursuant to the Issuer's 2017 Long Term Incentive Plan. 2,400 shares were granted on 5/19/21 and 2,400 shares were granted on 2/28/22, subject to three-year cliff vesting. The shares vested on 8/10/2023, subject to accelerated vesting upon certain change in control events. Each share of Issuer common stock was converted into and became exchangeable for the right to receive 0.7450 shares of NBT Bancorp Inc. ("Buyer") common stock. This "Exit" Form 4 is voluntarily filed to report that the Reporting Person is no longer serving in the role as the Company's executive officer, effective as of August 11, 2023, and therefore is no longer subject to Section 16 reporting for Salisbury. /s/ John Matthew Davies 2023-08-14