0001174947-23-001017.txt : 20230814 0001174947-23-001017.hdr.sgml : 20230814 20230814094352 ACCESSION NUMBER: 0001174947-23-001017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bassin Arthur J CENTRAL INDEX KEY: 0001495431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14854 FILM NUMBER: 231166880 MAIL ADDRESS: STREET 1: 107 SNYDER ROAD CITY: ANCRAMDALE STATE: NY ZIP: 12503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SALISBURY BANCORP, INC. CENTRAL INDEX KEY: 0001060219 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 061514263 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 BISSELL ST STREET 2: PO BOX 1868 CITY: LAKEVILLE STATE: CT ZIP: 06039-1868 BUSINESS PHONE: 8604359801 MAIL ADDRESS: STREET 1: 5 BISSELL ST STREET 2: PO BOX 1868 CITY: LAKEVILLE STATE: CT ZIP: 06039-1868 FORMER COMPANY: FORMER CONFORMED NAME: Salisbury Bancorp, Inc. DATE OF NAME CHANGE: 20210422 FORMER COMPANY: FORMER CONFORMED NAME: SALISBURY BANCORP INC DATE OF NAME CHANGE: 19980420 4 1 ownership.xml X0508 4 2023-08-10 1 0001060219 SALISBURY BANCORP, INC. SAL 0001495431 Bassin Arthur J 107 SNYDER ROAD ANCRAMDALE NY 12503 1 0 0 0 0 Common Stock 2023-08-10 4 A 0 1940 0.00 A 7340 D Common Stock 2023-08-11 4 D 0 7340 D 0 D Common Stock 2023-08-11 4 D 0 27582 D 0 I By Trust Award of restricted stock pursuant to the Issuer's 2017 Long Term Incentive Plan. 800 shares were granted on 5/19/21 and 1,140 shares were granted on 5/18/22, subject to three-year cliff vesting. The shares vested on 8/10/2023, subject to accelerated vesting upon certain change in control events. Each share of Issuer common stock was converted into and became exchangeable for the right to receive 0.7450 shares of NBT Bancorp Inc. ("Buyer") common stock. Shares owned by the Arthur J. Bassin and Susan B. Bassin Revocable Agreement of Trust. This "Exit" Form 4 is voluntarily filed to report that the Reporting Person is no longer serving in the role as the Company's director, effective as of August 11, 2023, and therefore is no longer subject to Section 16 reporting for Salisbury. /s/ Arthur J. Bassin 2023-08-14