-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJNsw9jwY0/u2m/TDiosQtC8e9+e6tP6Jf3mSv1wHThV1C18hiK96p3T8Ur9JjRN SOuSpmxXPox5uwoF+MsByQ== 0001209191-05-059558.txt : 20051123 0001209191-05-059558.hdr.sgml : 20051123 20051123162053 ACCESSION NUMBER: 0001209191-05-059558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010731 FILED AS OF DATE: 20051123 DATE AS OF CHANGE: 20051123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feliciani Joseph CENTRAL INDEX KEY: 0001344979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15305 FILM NUMBER: 051225182 BUSINESS ADDRESS: BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK INC /NY CENTRAL INDEX KEY: 0001060021 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 510380803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127545560 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2001-07-31 0 0001060021 BLACKROCK INC /NY BLK 0001344979 Feliciani Joseph C/O BLACKROCK FINANCIAL MANAGEMENT INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Man Dir & Prin Account Officer Shares of Class A Common Stock (par value $0.01 per share) 2001-07-13 4 P 0 500 39.70 A 1614 D Shares of Class A Common Stock (par value $0.01 per share) 2004-10-28 4 M 0 1667 14.00 A 4299 D Shares of Class A Common Stock (par value $0.01 per share) 2004-10-28 4 S 0 1667 72.49 D 2632 D Shares of Class A Common Stock (par value $0.01 per share) 2004-10-28 4 S 0 1000 72.24 D 1632 D Shares of Class A Common Stock (par value $0.01 per share) 2005-10-21 4 M 0 3333 14.00 A 5168 D Shares of Class A Common Stock (par value $0.01 per share) 2005-10-21 4 S 0 3333 90.41 D 1835 D Employee Stock Option (right to buy) 37.36 2002-10-15 4 A 0 5000 A 2006-12-31 2012-10-15 Class A Common Stock 5000 5000 D Employee Stock Option (right to buy) 14.00 2004-10-28 4 M 0 1667 D 2009-10-01 Class A Common Stock 1667 3333 D Employee Stock Option (right to buy) 14.00 2005-10-21 4 M 0 3333 D 2009-10-01 Class A Common Stock 3333 0 D Through an oversight, the issuer did not identify the reporting person as Section 16 officer upon becoming the Principal Accounting Officer of the issuer on or around March 28, 2001. This Form 4 reflects all transactions that have occurred during the period in which the reporting person has been subject to Section 16 and is being filed in conjunction with a Form 3 that includes his current holdings. Includes 114 shares of Class A Common Stock acquired through July 13, 2001 under The PNC Financial Services Group, Inc. Incentive Savings Plan (the "ISP"). Includes 371 shares of Class A Common Stock acquired under the BlackRock, Inc. Employee Stock Purchase Plan (the "ESPP") through July 31, 2004. Also includes 761 shares of Class A Common Stock acquired through October 28, 2004 under the ISP. Includes 460 shares of Class A Common Stock acquired under the ESPP through July 31, 2005. Also includes 875 shares of Class A Common Stock acquired through October 21, 2005 under the ISP. Price is not applicable. Option became exercisable in three annual installments on 10/1/00, 10/1/01 and 10/1/02. Harris Oliner as Attorney-in-Fact for Joseph Feliciani 2005-11-23 -----END PRIVACY-ENHANCED MESSAGE-----