-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ChltlTYAFytp7IYI0l/3QLQ/Bh19qnQSgkOGJlAII1v9u9YRMYAtqv7jPofBpAeM wrx5ylTNkamFBlNnHvahfw== 0001209191-06-024263.txt : 20060417 0001209191-06-024263.hdr.sgml : 20060417 20060417161601 ACCESSION NUMBER: 0001209191-06-024263 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060406 FILED AS OF DATE: 20060417 DATE AS OF CHANGE: 20060417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK INC /NY CENTRAL INDEX KEY: 0001060021 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 510380803 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127545560 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLUB BENNETT CENTRAL INDEX KEY: 0001059242 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15305 FILM NUMBER: 06762512 BUSINESS ADDRESS: STREET 1: THE MILL HOUSE STREET 2: TAYLORS LANE CITY: MAMRONECK STATE: NY ZIP: 10543 MAIL ADDRESS: STREET 1: THE MILL HOUSE STREET 2: TAYLORS LANE CITY: MAMARONECK STATE: NY ZIP: 10543 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2006-04-06 0 0001060021 BLACKROCK INC /NY BLK 0001059242 GOLUB BENNETT BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Head of Portfolio Risk Mgmnt Shares of Class A Common Stock (par value $0.01 per share) 234859 D Shares of Class A Common Stock (par value $0.01 per share) 18741.0659 I By family trust Shares of Class A Common Stock (par value $0.01 per share) 18741.0659 I By family trust Shares of Class A Common Stock (par value $0.01 per share) 18741.0659 I By family trust Shares of Class B Common Stock (par value $0.01 per share) Class A Common Stock 0.48 D Employee Stock Option (right to buy) 14.00 2009-10-01 Class A Common Stock 12500 D Employee Stock Option (right to buy) 43.3125 2010-12-15 Class A Common Stock 25000 D Employee Stock Option (right to buy) 37.36 2006-12-31 2012-10-15 Class A Common Stock 90000 D Includes 1,284 shares of Class A Common Stock acquired by the reporting person through March 31, 2006 under The PNC Financial Services Group, Inc. Incentive Savings Plan (the "ISP"). The information on this report with respect to the ISP is based on a plan statement dated as of March 31, 2006. Also includes 2,525 shares of Class A Common Stock acquired under the BlackRock, Inc. Employee Stock Purchase Plan through January 31, 2006. Also includes 2,360 shares of Class A Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan as restricted shares and which are now fully vested. Also includes 5,369 shares of restricted Class A Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan, vesting in two equal installments on 12/15/06 and 12/15/07. Also includes 5,961 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Class A Common Stock and vests in three equal installments on 1/31/07, 1/31/08 and 1/31/09. These shares are held in a trust for the benefit of one of the reporting person?s children. The reporting person and the reporting person?s spouse are trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. One share of Class B Common Stock is convertible, at any time, into one share of Class A Common Stock. Option became exercisable in three annual installments on 10/1/00, 10/1/01 and 10/1/02. Option became exercisable in two annual installments on 12/15/03 and 12/15/04. /s/ Daniel R. Waltcher as Attorney-in-fact for Bennett W. Golub 2006-04-17 -----END PRIVACY-ENHANCED MESSAGE-----