rrd29567_33573.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VcHLAYr2c06I2lqBE8fvPLAgwS9kZ02LWZq6YbPD8ho+albKN70zGVWkbaekceF0 a8lkp9cyIl/rQpuPJwHXMA== 0001181431-04-018020.txt : 20040330 0001181431-04-018020.hdr.sgml : 20040330 20040330142901 ACCESSION NUMBER: 0001181431-04-018020 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA EMBARCADERO PARTNERS II LLC CENTRAL INDEX KEY: 0001077496 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700018 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: SUITE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARDUEL ALIX CENTRAL INDEX KEY: 0001198328 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700014 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANNEY DANIEL CENTRAL INDEX KEY: 0001198325 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700015 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DELEAGE JEAN CENTRAL INDEX KEY: 0001198323 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700017 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOHRA GUY P CENTRAL INDEX KEY: 0001198330 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700024 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER SUITE 450 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUENER GARRETT CENTRAL INDEX KEY: 0001106287 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700016 BUSINESS ADDRESS: STREET 1: C/O ALTA PARTNERS STREET 2: ONE EMBARACADERO CENTRE, SUITE 4056 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 8884755068 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA CALIFORNIA PARTNERS II LP CENTRAL INDEX KEY: 0001245270 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700021 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: SUITE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA CALIFORNIA MANAGEMENT PARTNERS II LLC CENTRAL INDEX KEY: 0001245277 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700020 BUSINESS ADDRESS: STREET 1: ALTA PARTNERS STREET 2: ONE EMBARCADERO CENTER STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUTERA INC CENTRAL INDEX KEY: 0001162461 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770492262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 94005 MAIL ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: ALTUS MEDICAL INC DATE OF NAME CHANGE: 20011119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALTA PARTNERS CENTRAL INDEX KEY: 0001060013 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 04700022 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153624022 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 4050 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 3 1 rrd37969.xml FORM 3 X0201 3 2004-03-31 0 0001162461 CUTERA INC CUTR 0001198330 NOHRA GUY P ONE EMBARCADERO CENTER SUITE 4050 SAN FRANCISCO CA 94111 1 0 1 0 0001060013 ALTA PARTNERS ONE EMBARCADERO CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001245270 ALTA CALIFORNIA PARTNERS II LP ONE EMBARCADERO CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001245277 ALTA CALIFORNIA MANAGEMENT PARTNERS II LLC ONE EMBARCADEOR CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001077496 ALTA EMBARCADERO PARTNERS II LLC ONE EMBARCADEOR CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001198323 DELEAGE JEAN ONE EMBARCADEOR CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001106287 GRUENER GARRETT ONE EMBARCADEOR CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001198325 JANNEY DANIEL ONE EMBARCADEOR CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 0001198328 MARDUEL ALIX ONE EMBARCADEOR CENTER SUITE 4050 SAN FRANCISCO CA 94111 0 0 1 0 Series B Preferred Stock Common Stock 1375000 I See Footnote #1 See Attachment Immed. 1 to 1 N/A /s/ Guy Nohra, Vice President, Alta Partners 2004-03-30 /s/ Guy Nohra, Member, Alta California Managament II, LLC 2004-03-30 /s/ Garrett Gruener, Member, Alta Embarcadero Partners II, LLC 2004-03-30 /s/ Jean Delenge 2004-03-30 /s/ Garrett Gruener 2004-03-30 /s/ Alix Marduel 2004-03-30 /s/ Guy Nohra 2004-03-30 /s/ Daniel Janney 2004-03-30 /s/ Guy Nohra, Member, Alta California Management II, LLC, its General Partner 2004-03-30 EX-99.1 3 rrd29567_33573.htm FOOTNOTE #1 rrd29567_33573.html

Footnote # 1
Guy Nohra, Director, is a member of Alta California Management Partners II, LLC ("ACMPII")
(which is the general partner ("gp") of Alta California Partners II, L.P. ("ACPII")) and a member of
Alta Embarcadero Partners II, LLC ("AEPII"). He disclaims beneficial ownership of all such shares
held by all of the foregoing funds except to the extent of his proportionate pecuniary interests
therein. Alta Partners ("AP") provides investment advisory services to several venture capital
funds including ACPII & AEPII. ACPII beneficially owns 1,357,846 shares of Series B Preferred
Stock ("Ser B'). AEPII beneficially owns 17,154 shares of Ser B. The respective gp of ACPII &
members of AEPII exercise sole voting and investment power with respect to the shares
owned by such funds. Jean Deleage, Garrett Gruener, Guy Nohra, Daniel Janney and Alix
Marduel are members of ACMPII (which is the gp of ACPII), and Jean Deleage, Garrett Gruener
and Guy Nohra are members of AEPII (collectively known as the "principals'). As members of
such funds, they may be deemed to share voting and investment powers for the shares held by
the funds. The principals disclaim beneficial ownership of all such shares held by the foregoing
funds, except to the extent of their proportionate pecuniary interests therein.

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