-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N22qY6Tx+jL3t1zgxgmGv+lgJo8WKh/j2FcVvcCCKAZ4SxC4FJhOHU+9gTTjPQnK 6Jq9tXi1SLGwVbsdJ+RAwQ== 0000895345-03-000817.txt : 20031203 0000895345-03-000817.hdr.sgml : 20031203 20031203174631 ACCESSION NUMBER: 0000895345-03-000817 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KINDRED HEALTHCARE INC CENTRAL INDEX KEY: 0001060009 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 611323993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VENCOR PLACE STREET 2: 680 S FOURTH ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025967300 MAIL ADDRESS: STREET 1: 3300 AEGON CENTER STREET 2: 400 WEST MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: VENCOR INC /NEW/ DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: VENCOR HEALTHCARE INC /DE/ DATE OF NAME CHANGE: 19991124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEPPER DAVID A CENTRAL INDEX KEY: 0001181531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 031036058 BUSINESS ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FL CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALOMINO FUND LTD CENTRAL INDEX KEY: 0001256437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 031036054 BUSINESS ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA MANAGEMENT LP CENTRAL INDEX KEY: 0001006438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 031036056 BUSINESS ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA PARTNERS INC CENTRAL INDEX KEY: 0001256430 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 031036057 BUSINESS ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA INVESTMENT LP I CENTRAL INDEX KEY: 0000909488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 031036055 BUSINESS ADDRESS: STREET 1: APPALOOSA PARTNERS INC STREET 2: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: APPALOOSA PARTNERS INC STREET 2: 26 MAIN ST CITY: CHATHAM STATE: NJ ZIP: 07928 4 1 rs4-kindred_teppergroupex.xml X0201 4 2003-12-01 0 0001060009 KINDRED HEALTHCARE INC KIND 0001181531 TEPPER DAVID A C/O APPALOOSA MANAGEMENT L.P. 26 MAIN STREET 1ST FLOOR CHATHAM, NJ 07928 0 0 1 0 0001256430 APPALOOSA PARTNERS INC C/O APPALOOSA MANAGEMENT L.P. 26 MAIN STREET 1ST FLOOR CHATHAM NJ 07928 0 0 1 0 0001006438 APPALOOSA MANAGEMENT LP 26 MAIN ST 1ST FLOOR CHATHAM NJ 07928 0 0 1 0 0000909488 APPALOOSA INVESTMENT LP I APPALOOSA PARTNERS INC 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 0001256437 PALOMINO FUND LTD 26 MAIN ST CHATHAM NJ 07928 0 0 1 0 Series A Warrants 30.00 2003-12-01 4 S 0 25000 24.35 D 2003-12-01 2006-04-20 Common Stock 25000 2496394 I See Series B Warrants 33.33 2003-12-01 4 S 0 25000 21.70 D 2003-12-01 2006-04-20 Common Stock 25000 2471394 I See Series B Warrants 30.00 2003-12-02 5 P 0 1000 22.95 D 2003-12-01 2006-04-20 Common Stock 1000 2472394 I See See Exhibit B for text of (1). See Exhibit B for text of (2). See Exhibit B for text of (3). See Exhibit A 2003-12-03 EX-99 3 exh99_1.txt EXHIBIT A EXHIBIT A APPALOOSA PARTNERS INC. By: /s/ David A. Tepper 12/03/03 --------------------------- -------- David A. Tepper Date APPALOOSA MANAGEMENT L.P. By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 12/03/03 --------------------------- -------- David A. Tepper, President Date APPALOOSA INVESTMENT LIMITED PARTNERSHIP I By: Appaloosa Management L.P., its general partner By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 12/03/03 --------------------------- -------- David A. Tepper, President Date PALOMINO FUND LTD. By: Appaloosa Management L.P., its investment adviser By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 12/03/03 --------------------------- -------- David A. Tepper, President Date /s/ David A. Tepper 12/03/03 - ------------------------------- -------- David A. Tepper Date EX-99 4 exh99_2.txt EXHIBIT B EXHIBIT B (1) David A. Tepper ("Mr. Tepper") is the sole stockholder of Appaloosa Partners Inc. ("API"). API is the general partner of, and Mr. Tepper owns a majority of the limited partnership interests in, Appaloosa Management L.P. ("AMLP"). AMLP is the general partner of Appaloosa Investment Limited Partnership I ("AILP") and acts as investment adviser to Palomino Fund Ltd. ("Palomino" and together with Mr. Tepper, API, AMLP and AILP, collectively, the "Reporting Persons"). Therefore, Mr. Tepper is filing this Report on Form 4 jointly with API, AMLP, AILP and Palomino. The Reporting Persons' business address is c/o Appaloosa Management L.P., 26 Main Street, Chatham, New Jersey, 07928. Mr. Tepper may be deemed to have beneficial ownership of more than 10% of the outstanding common stock of Kindred Healthcare, Inc. (the "Company"). (2) On December 1, 2003, the Reporting Persons sold, in open market transactions, (a) 25,000 Series A Warrants ("Series A Warrants") at the price of $24.35 per Series A Warrant and (b) 25,000 Series B Warrants ("Series B Warrants" and together with Series A Warrants, "Warrants") at the price of $21.70 per Series B Warrant. On December 2, 2003, the Reporting Persons purchased, in open market transactions, 1,000 Series B Warrants at the price of $22.95 per Series B Warrant. Each Series B Warrant is convertible into one share of Common Stock at an exercise price of $33.33. Upon conversion of the Series B Warrants purchased on December 2, 2003, the Reporting Persons would beneficially own 1,000 shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the foregoing Warrants, except to the extent of its "pecuniary interest" (as such term is defined in Rule 16a-1 under the General Rules and Regulations of the Securities Exchange Act of 1934, as amended) therein, and this report shall not be deemed an admission that any of the Reporting Persons are the beneficial owners of such securities for the purpose of Section 16 or for any other purpose. (3) The Reporting Persons will remit $40,626 to the Company, representing the profit from the transactions. EX-99 5 exh99_3.txt EXHIBIT C EXHIBIT C Joint Filer Information Name: Appaloosa Investment Limited Partnership I Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 12/03/03 SIGNATURE: By: Appaloosa Management L.P., its general partner By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 12/03/03 ---------------------- -------- David A. Tepper, President Date Name: Palomino Fund Ltd. Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 12/03/03 SIGNATURE: By: Appaloosa Management L.P., its investment adviser By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 12/03/03 ---------------------- -------- David A. Tepper, President Date Name: Appaloosa Management L.P. Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 12/03/03 By: /s/ David A. Tepper 12/03/03 ---------------------- -------- David A. Tepper, President Date Name: Appaloosa Partners Inc. Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 12/03/03 Signature: By: /s/ David A. Tepper 12/03/03 ---------------------- -------- David A. Tepper, President Date -----END PRIVACY-ENHANCED MESSAGE-----