-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BBRhIZhbhcgjlkF7KWaZFKmngFUQJBss90kY/QQh/sxn3w+GQEPimJzrvZT8NX5m 0Fl7OhmAwA/7wWnmlVKpQA== 0000895345-03-000613.txt : 20030908 0000895345-03-000613.hdr.sgml : 20030908 20030908202044 ACCESSION NUMBER: 0000895345-03-000613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20030904 FILED AS OF DATE: 20030908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KINDRED HEALTHCARE INC CENTRAL INDEX KEY: 0001060009 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 611323993 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE VENCOR PLACE STREET 2: 680 S FOURTH ST CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025967300 MAIL ADDRESS: STREET 1: 3300 AEGON CENTER STREET 2: 400 WEST MARKET ST CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: VENCOR INC /NEW/ DATE OF NAME CHANGE: 19991124 FORMER COMPANY: FORMER CONFORMED NAME: VENCOR HEALTHCARE INC /DE/ DATE OF NAME CHANGE: 19991124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TEPPER DAVID A CENTRAL INDEX KEY: 0001181531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 03886992 BUSINESS ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: C/O APPALOOSA MANAGEMENT LP STREET 2: 26 MAIN ST FIRST FL CITY: CHATHAM STATE: NJ ZIP: 07928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APPALOOSA MANAGEMENT LP CENTRAL INDEX KEY: 0001006438 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14057 FILM NUMBER: 03886993 BUSINESS ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATHAM STATE: NJ ZIP: 07928 BUSINESS PHONE: 9737017000 MAIL ADDRESS: STREET 1: 26 MAIN ST STREET 2: 1ST FLOOR CITY: CHATAM STATE: NJ ZIP: 07928 4 1 rs4-kindred_tepperex.xml X0201 4 2003-09-04 0 0001060009 KINDRED HEALTHCARE INC KIND 0001181531 TEPPER DAVID A C/O APPALOOSA MANAGEMENT LP 26 MAIN ST FIRST FLOOR CHATHAM NJ 07928 0 0 1 0 0001006438 APPALOOSA MANAGEMENT LP 26 MAIN ST 1ST FLOOR CHATHAM NJ 07928 0 0 1 0 Common Stock 2003-09-04 4 S 0 50000 32.70 D 1450000 I See Common Stock 2003-09-04 4 S 0 15000 32.80 D 1435000 I See Common Stock 2003-09-05 5 S 0 7000 32.35 D 1428000 I See Common Stock 2003-09-05 5 S 0 7500 32.22 D 1420500 I See Common Stock 2003-09-05 5 S 0 30590 32.34 D 1389910 I See Common Stock 2003-09-05 5 S 0 76813 32.33 D 1313097 I See Common Stock 2003-09-05 5 S 0 10687 32.33 D 1302410 I See Common Stock 2003-09-08 5 S 0 7400 31.55 D 1295010 I See Common Stock 2003-09-08 5 S 0 105000 31.51 D 1190010 I See Common Stock 2003-09-08 5 S 0 70000 31.61 D 1120010 I See See Exhibit B for text of (1). See Exhibit B for text of (2). See Exhibit A. 2003-09-08 EX-99 3 exh99_1.txt EXHIBIT A EXHIBIT A APPALOOSA PARTNERS INC. By: 9/8/03 --------------------------- ------- David A. Tepper Date APPALOOSA MANAGEMENT L.P. By: Appaloosa Partners Inc., its general partner By: 9/8/03 --------------------------- ------- David A. Tepper, President Date APPALOOSA INVESTMENT LIMITED PARTNERSHIP I By: Appaloosa Management L.P., its general partner By: Appaloosa Partners Inc., its general partner By: 9/8/03 --------------------------- ------- David A. Tepper, President Date PALOMINO FUND LTD. By: Appaloosa Management L.P., its investment adviser By: Appaloosa Partners Inc., its general partner By: 9/8/03 --------------------------- ------- David A. Tepper, President Date 9/8/03 - --------------------------- ------- David A. Tepper Date EX-99 4 exh99_2.txt EXHIBIT B EXHIBIT B (1) David A. Tepper ("Mr. Tepper") is the sole stockholder of Appaloosa Partners Inc. ("API"). API is the general partner of, and Mr. Tepper owns a majority of the limited partnership interests in, Appaloosa Management L.P. ("AMLP"). AMLP is the general partner of Appaloosa Investment Limited Partnership I ("AILP") and acts as investment adviser to Palomino Fund Ltd. ("Palomino" and together with Mr. Tepper, API, AMLP and AILP, collectively, the "Reporting Persons"). Therefore, Mr. Tepper is filing this Report on Form 4 jointly with API, AMLP, AILP and Palomino. The Reporting Persons' business address is c/o Appaloosa Management L.P., 26 Main Street, Chatham, New Jersey, 07928. Mr. Tepper may be deemed to have beneficial ownership of more than 10% of the outstanding common stock of Kindred Healthcare, Inc. (the "Company"). (2) On September 4, 2003, the Reporting Persons sold, in open market transactions, (a) 50,000 shares of Common Stock ("Shares") at the price of $32.70 per share and (b) 15,000 Shares at the price of $32.80 per share. On September 5, 2003, the Reporting Persons sold, in open market transactions, (a) 7,000 Shares at the price of $32.35 per share, (b) 7,500 Shares at the price of $32.22 per share, (c) 30,590 Shares at the price of $32.34 per share, (d) 76,813 Shares at the price of $32.33 per share and (d) 10,687 Shares at the price of $32.33 per share. On September 8, 2003, the Reporting Persons sold, in open market transactions, (a) 7,400 Shares at the price of $31.55 per share, (b) 105,000 Shares at the price of $31.51 per share and (c) 70,000 Shares at the price of $31.61 per share. Each of the Reporting Persons disclaims beneficial ownership of the foregoing Shares, except to the extent of its "pecuniary interest" (as such term is defined in Rule 16a-1 under the General Rules and Regulations of the Securities Exchange Act of 1934, as amended) therein, and this report shall not be deemed an admission that any of the Reporting Persons are the beneficial owners of such securities for the purpose of Section 16 or for any other purpose. EX-99 5 exh99_3.txt EXHIBIT C EXHIBIT C Joint Filer Information Name: Appaloosa Investment Limited Partnership I Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 9/8/03 SIGNATURE: By: Appaloosa Management L.P., its general partner By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 9/8/03 ---------------------- ------- David A. Tepper, President Date Name: Palomino Fund Ltd. Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 9/8/03 SIGNATURE: By: Appaloosa Management L.P., its investment adviser By: Appaloosa Partners Inc., its general partner By: /s/ David A. Tepper 9/8/03 ---------------------- ------- David A. Tepper, President Date Name: Appaloosa Management L.P. Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 9/8/03 By: /s/ David A. Tepper 9/8/03 ---------------------- ------- David A. Tepper, President Date Name: Appaloosa Partners Inc. Address: c/o Appaloosa Management L.P. 26 Main Street, 1st Floor Chatham, NJ 07928 Designated Filer: David A. Tepper Issuer and Ticker Symbol: Kindred Healthcare, Inc.; Nasdaq/NMS: KIND Date of Event Requiring Statement: 9/8/03 Signature: By: /s/ David A. Tepper 9/8/03 ---------------------- ------- David A. Tepper, President Date -----END PRIVACY-ENHANCED MESSAGE-----