0001209191-15-034684.txt : 20150416 0001209191-15-034684.hdr.sgml : 20150416 20150416181448 ACCESSION NUMBER: 0001209191-15-034684 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150415 FILED AS OF DATE: 20150416 DATE AS OF CHANGE: 20150416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POZEN INC /NC CENTRAL INDEX KEY: 0001059790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621657552 FISCAL YEAR END: 0919 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-913-1030 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Thomas Gilda Marie CENTRAL INDEX KEY: 0001425357 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31719 FILM NUMBER: 15776201 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-15 0 0001059790 POZEN INC /NC POZN 0001425357 Thomas Gilda Marie C/O POZEN INC. 1414 RALEIGH ROAD, SUITE 400 CHAPEL HILL NC 27517 0 1 0 0 See Remarks Common Stock 2015-04-15 4 M 0 9563 4.64 A 63338 D Common Stock 2015-04-15 4 S 0 9563 8.612 D 53775 D Common Stock 2015-04-15 4 M 0 2957 4.64 A 56732 D Common Stock 2015-04-15 4 S 0 2957 8.612 D 53775 D Common Stock 2015-04-15 4 M 0 12480 5.33 A 66255 D Common Stock 2015-04-15 4 S 0 12480 8.612 D 53775 D Employee Stock Option (right to buy) 4.64 2015-04-15 4 M 0 9563 0.00 D 2019-03-13 Common Stock 9563 2957 D Employee Stock Option (right to buy) 4.64 2015-04-15 4 M 0 2957 0.00 D 2019-03-13 Common Stock 2957 0 D Employee Stock Option (right to buy) 5.33 2015-04-15 4 M 0 12480 0.00 D 2020-03-15 Common Stock 12480 48595 D Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.5 to $8.11. The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported. The option vests in four equal annual installments, with the initial vesting date occurring on March 13, 2010. The option vests in four equal annual installments, with the initial vesting date occurring on March 15, 2011. Sr. VP, Gen. Cnsl. and Secretary /s/ John E. Barnhardt, Attorney-in-fact 2015-04-16