0001209191-15-034684.txt : 20150416
0001209191-15-034684.hdr.sgml : 20150416
20150416181448
ACCESSION NUMBER: 0001209191-15-034684
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150415
FILED AS OF DATE: 20150416
DATE AS OF CHANGE: 20150416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POZEN INC /NC
CENTRAL INDEX KEY: 0001059790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 621657552
FISCAL YEAR END: 0919
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 400
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-913-1030
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 400
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Thomas Gilda Marie
CENTRAL INDEX KEY: 0001425357
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31719
FILM NUMBER: 15776201
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 400
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-04-15
0
0001059790
POZEN INC /NC
POZN
0001425357
Thomas Gilda Marie
C/O POZEN INC.
1414 RALEIGH ROAD, SUITE 400
CHAPEL HILL
NC
27517
0
1
0
0
See Remarks
Common Stock
2015-04-15
4
M
0
9563
4.64
A
63338
D
Common Stock
2015-04-15
4
S
0
9563
8.612
D
53775
D
Common Stock
2015-04-15
4
M
0
2957
4.64
A
56732
D
Common Stock
2015-04-15
4
S
0
2957
8.612
D
53775
D
Common Stock
2015-04-15
4
M
0
12480
5.33
A
66255
D
Common Stock
2015-04-15
4
S
0
12480
8.612
D
53775
D
Employee Stock Option (right to buy)
4.64
2015-04-15
4
M
0
9563
0.00
D
2019-03-13
Common Stock
9563
2957
D
Employee Stock Option (right to buy)
4.64
2015-04-15
4
M
0
2957
0.00
D
2019-03-13
Common Stock
2957
0
D
Employee Stock Option (right to buy)
5.33
2015-04-15
4
M
0
12480
0.00
D
2020-03-15
Common Stock
12480
48595
D
Option exercises and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.5 to $8.11.
The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported.
The option vests in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
The option vests in four equal annual installments, with the initial vesting date occurring on March 15, 2011.
Sr. VP, Gen. Cnsl. and Secretary
/s/ John E. Barnhardt, Attorney-in-fact
2015-04-16