0001209191-14-052164.txt : 20140813 0001209191-14-052164.hdr.sgml : 20140813 20140813164043 ACCESSION NUMBER: 0001209191-14-052164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140811 FILED AS OF DATE: 20140813 DATE AS OF CHANGE: 20140813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POZEN INC /NC CENTRAL INDEX KEY: 0001059790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621657552 FISCAL YEAR END: 0919 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-913-1030 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNHARDT JOHN E CENTRAL INDEX KEY: 0001208290 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31719 FILM NUMBER: 141038030 MAIL ADDRESS: STREET 1: 1414 RALEIGHT RD STREET 2: STE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-11 0 0001059790 POZEN INC /NC POZN 0001208290 BARNHARDT JOHN E C/O POZEN INC. 1414 RALEIGH ROAD, SUITE 400 CHAPEL HILL NC 27517 0 1 0 0 VP, Finance and Administration Common Stock 2014-08-11 4 M 0 18100 4.64 A 60421 D Common Stock 2014-08-11 4 S 0 18100 8.25 D 42321 D Stock Option 4.64 2014-08-11 4 M 0 18100 0.00 D 2019-03-13 Common Stock 18100 222 D Stock option exercise and open market sales pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with rule 10b5-1 of the Securities Exchange Act of 1934, as amended. The price in column 4 is a weighted average price. The prices actually received by the reporting person in this transaction range from $8.25 to $8.26. The reporting person has provided to the issuer, and the issuer will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range reported. The options vest in four equal annual installments, with the initial vesting date occurring on March 13, 2010. /s/ John E. Barnhardt 2014-08-13