-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSbeD2Uf2kNhgxYfZbO5uPT3AGo35XXzoQd7bigRGalP4v/7sz6IxeVpZljStyZp 5etK7vcjeZojygTaxN1uSQ== 0000897423-04-000043.txt : 20040305 0000897423-04-000043.hdr.sgml : 20040305 20040305160210 ACCESSION NUMBER: 0000897423-04-000043 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040224 FILED AS OF DATE: 20040305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BF INVESTMENTS LP CENTRAL INDEX KEY: 0001281930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14305 FILM NUMBER: 04652132 MAIL ADDRESS: STREET 1: 201 MAIN STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DKB MANAGEMENT INC CENTRAL INDEX KEY: 0001281932 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14305 FILM NUMBER: 04652131 MAIL ADDRESS: STREET 1: 201 MAIN STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRATTON DOUGLAS K CENTRAL INDEX KEY: 0001281933 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14305 FILM NUMBER: 04652130 MAIL ADDRESS: STREET 1: 201 MAIN STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRATTON ANNE MARIE CENTRAL INDEX KEY: 0001281934 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14305 FILM NUMBER: 04652129 MAIL ADDRESS: STREET 1: 201 MAIN STREET STREET 2: SUITE 1900 CITY: FORT WORTH STATE: TX ZIP: 76102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN STATE VINTNERS INC CENTRAL INDEX KEY: 0001059581 STANDARD INDUSTRIAL CLASSIFICATION: MALT BEVERAGES [2082] IRS NUMBER: 770412762 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 500 DRAKES LANDING ROAD CITY: GREENBRAE STATE: CA ZIP: 94904 BUSINESS PHONE: 4154614400 MAIL ADDRESS: STREET 1: 500 DRAKES LANDING ROAD CITY: GREENBRAE STATE: CA ZIP: 94904 3 1 edgar.xml PRIMARY DOCUMENT X0201 3 2004-02-24 0 0001059581 GOLDEN STATE VINTNERS INC VINT 0001281930 BF INVESTMENTS LP 201 MAIN STREET SUITE 1900 FORT WORTH TX 76102 0 0 1 0 0001281932 DKB MANAGEMENT INC 201 MAIN STREET SUITE 1900 FORT WORTH TX 76102 0 0 1 0 0001281933 BRATTON DOUGLAS K 201 MAIN STREET SUITE 1900 FORT WORTH TX 76102 0 0 1 0 0001281934 BRATTON ANNE MARIE 201 MAIN STREET SUITE 1900 FORT WORTH TX 76102 0 0 1 0 Class B Common Stock 36500 D Class B Common Stock 10800 D The Reporting Persons directly and indirectly beneficially own less than 10% of the outstanding Class B Common Stock of the Issuer, but, pursuant to Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), each may be deemed to be a more than 10% beneficial owner of such Stock because each may be deemed to be a member of a "group" that owns in excess of 10% of such outstanding Stock pursuant to Section 13(d)(3) under the Act. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any Reporting Person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities of the Issuer owned by any other person. These shares are owned directly by Douglas K. Bratton and Anne Marie Bratton in a joint account. These shares are owned directly by BF Investments, L.P. ("BFI"). DKB Management, Inc. ("DKB Mgt") is the general partner of BFI, the direct beneficial owner of 10,800 shares of the securities reported herein. Douglas K. Bratton ("DKB") is the President and sole Director of DKB Mgt. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Act, each of DKB Mgt and DKB is deemed to be the beneficial owner of the securities beneficially owned by BFI only to the extent of the greater of his or its respective direct or indirect interest, if any, in the profits or capital account of BFI. Douglas K. Bratton, President of DKB Management, Inc., general partner of BF Investments, L.P. 2004-03-05 Douglas K. Bratton, President of DKB Management, Inc. 2004-03-05 Douglas K. Bratton 2004-03-05 Anne Marie Bratton 2004-03-05 -----END PRIVACY-ENHANCED MESSAGE-----