-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FYtHVT/OE/nJQilcjE3crVb/tq945FULA0fbkkHDANm/G91iG0nQJ+ow3aNG7b2z H9Vlym6rnWL3sGvKVkTf6Q== 0001286204-04-000001.txt : 20040406 0001286204-04-000001.hdr.sgml : 20040406 20040406123440 ACCESSION NUMBER: 0001286204-04-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040112 FILED AS OF DATE: 20040406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRANSNATIONAL FINANCIAL NETWORK INC CENTRAL INDEX KEY: 0001059579 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 942964195 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 401 TARAVAL STREET STREET 2: SUITE 270 CITY: SAN FRANCISCO STATE: CA ZIP: 94116 BUSINESS PHONE: 4152427800 MAIL ADDRESS: STREET 1: 401 TARAVAL STREET STREET 2: 301 JUNIPERO SERRA BLVD SUITE 270 CITY: SAN FRANCISCO STATE: CA ZIP: 94116 FORMER COMPANY: FORMER CONFORMED NAME: TRANSNATIONAL FINANCIAL CORP DATE OF NAME CHANGE: 19980410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THRIFT JACK ANTHONY CENTRAL INDEX KEY: 0001286204 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14219 FILM NUMBER: 04719738 BUSINESS ADDRESS: STREET 1: 401 TARAVEL ST CITY: SAN FRANCISCO STATE: CA ZIP: 94116 BUSINESS PHONE: 4155731233 3 1 primary_doc.xml PRIMARY DOCUMENT X0201 3 2004-01-12 0 0001059579 TRANSNATIONAL FINANCIAL NETWORK INC tfn 0001286204 THRIFT JACK ANTHONY 401 TARAVAL STREET SAN FRANCISCO CA 94116 0 1 0 0 Chief Financial Officer Common Stock Option 1.05 2009-01-05 2014-01-05 Common Stock 100000 D Common Stock Options 1.05 2014-01-05 Common Stock 100000 D 20,000 Common Stock Options vest on July 6, 2005. The remaining 80,000 Common Stock Options vest ratably over 42 months thereafter through January 2009. Only vest upon a change in control. Otherwise, these options will not vest and therefore will not become exerciseable. Must be employed by the company at the time of a change in control event in order to vest. Jack Thrift 2004-04-06 -----END PRIVACY-ENHANCED MESSAGE-----