0001572382-16-000005.txt : 20160422
0001572382-16-000005.hdr.sgml : 20160422
20160422155445
ACCESSION NUMBER: 0001572382-16-000005
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150602
FILED AS OF DATE: 20160422
DATE AS OF CHANGE: 20160422
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LMI AEROSPACE INC
CENTRAL INDEX KEY: 0001059562
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728]
IRS NUMBER: 431309065
STATE OF INCORPORATION: MO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 411 FOUNTAIN LAKES BLVD.
CITY: ST CHARLES
STATE: MO
ZIP: 63301
BUSINESS PHONE: 636-946-6525
MAIL ADDRESS:
STREET 1: 411 FOUNTAIN LAKES BLVD.
CITY: ST CHARLES
STATE: MO
ZIP: 63301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glen Capital Partners LLC
CENTRAL INDEX KEY: 0001665883
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24293
FILM NUMBER: 161586662
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 160
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-229-6320
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 160
CITY: WALTHAM
STATE: MA
ZIP: 02453
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glen Capital Partners GP LLC
CENTRAL INDEX KEY: 0001671598
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24293
FILM NUMBER: 161586663
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 160
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-229-6320
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 160
CITY: WALTHAM
STATE: MA
ZIP: 02453
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Glen Capital Partners Focus Fund, L.P.
CENTRAL INDEX KEY: 0001572382
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24293
FILM NUMBER: 161586664
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 160
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-229-6320
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 160
CITY: WALTHAM
STATE: MA
ZIP: 02453
FORMER NAME:
FORMER CONFORMED NAME: Glen Capital Partners Fund I, L.P.
DATE OF NAME CHANGE: 20130318
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2015-06-02
0
0001059562
LMI AEROSPACE INC
LMIA
0001572382
Glen Capital Partners Focus Fund, L.P.
800 SOUTH STREET
SUITE 160
WALTHAM
MA
02453
0
0
1
0
0001671598
Glen Capital Partners GP LLC
800 SOUTH STREET
SUITE 160
WALTHAM
MA
02453
0
0
1
0
0001665883
Glen Capital Partners LLC
800 SOUTH STREET
SUITE 160
WALTHAM
MA
02453
0
0
1
0
Common Stock, par value $0.02 per share ("Common Stock")
1422789
D
See Remarks
(1) These securities held by Glen Capital Partners Focus Fund, L.P. (f/k/a Glen Capital Partners Fund I, L.P., the "Fund") were previously reported on a Form 4 filed as of June 2, 2015 as indirect holdings of Gregory L. Summe, who is a Director of the issuer. Mr. Summe is the Sole Member of Glen Capital Partners GP LLC, the general partner of the Fund (the "GP"), and the Sole Member and Managing Partner of Glen Capital Partners LLC, the Fund's investment manager (the "Manager"). These securities were also reported as holdings of the Fund on a Schedule 13D/A filed as of June 2, 2015. The GP, the Manager and Mr. Summe may be deemed to beneficially own the securities reported above in their respective capacities as the general partner of the Fund, the adviser to the Fund, and the sole member of each of the GP and the Manager. This filing confirms that the shares held by the reporting persons make such persons "10% Owners" of the Common Stock. There has been no change in the number of shares held by the Fund or the voting or dispositive powers of the GP, the Manager or Mr. Summe over the Fund's shares since June 2, 2015. The GP, the Manager, and Mr. Summe disclaim any beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.
/s/ Gregory L. Summe, as the sole member of Glen Capital Partners LLC and Glen Capital Partners GP LLC for itself and as the general partner of Glen Capital Partners Focus Fund, L.P.
2016-04-22