0001572382-16-000005.txt : 20160422 0001572382-16-000005.hdr.sgml : 20160422 20160422155445 ACCESSION NUMBER: 0001572382-16-000005 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150602 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LMI AEROSPACE INC CENTRAL INDEX KEY: 0001059562 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT PART & AUXILIARY EQUIPMENT, NEC [3728] IRS NUMBER: 431309065 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 FOUNTAIN LAKES BLVD. CITY: ST CHARLES STATE: MO ZIP: 63301 BUSINESS PHONE: 636-946-6525 MAIL ADDRESS: STREET 1: 411 FOUNTAIN LAKES BLVD. CITY: ST CHARLES STATE: MO ZIP: 63301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glen Capital Partners LLC CENTRAL INDEX KEY: 0001665883 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24293 FILM NUMBER: 161586662 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 160 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-229-6320 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 160 CITY: WALTHAM STATE: MA ZIP: 02453 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glen Capital Partners GP LLC CENTRAL INDEX KEY: 0001671598 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24293 FILM NUMBER: 161586663 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 160 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-229-6320 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 160 CITY: WALTHAM STATE: MA ZIP: 02453 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Glen Capital Partners Focus Fund, L.P. CENTRAL INDEX KEY: 0001572382 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24293 FILM NUMBER: 161586664 BUSINESS ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 160 CITY: WALTHAM STATE: MA ZIP: 02453 BUSINESS PHONE: 617-229-6320 MAIL ADDRESS: STREET 1: 800 SOUTH STREET STREET 2: SUITE 160 CITY: WALTHAM STATE: MA ZIP: 02453 FORMER NAME: FORMER CONFORMED NAME: Glen Capital Partners Fund I, L.P. DATE OF NAME CHANGE: 20130318 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2015-06-02 0 0001059562 LMI AEROSPACE INC LMIA 0001572382 Glen Capital Partners Focus Fund, L.P. 800 SOUTH STREET SUITE 160 WALTHAM MA 02453 0 0 1 0 0001671598 Glen Capital Partners GP LLC 800 SOUTH STREET SUITE 160 WALTHAM MA 02453 0 0 1 0 0001665883 Glen Capital Partners LLC 800 SOUTH STREET SUITE 160 WALTHAM MA 02453 0 0 1 0 Common Stock, par value $0.02 per share ("Common Stock") 1422789 D See Remarks (1) These securities held by Glen Capital Partners Focus Fund, L.P. (f/k/a Glen Capital Partners Fund I, L.P., the "Fund") were previously reported on a Form 4 filed as of June 2, 2015 as indirect holdings of Gregory L. Summe, who is a Director of the issuer. Mr. Summe is the Sole Member of Glen Capital Partners GP LLC, the general partner of the Fund (the "GP"), and the Sole Member and Managing Partner of Glen Capital Partners LLC, the Fund's investment manager (the "Manager"). These securities were also reported as holdings of the Fund on a Schedule 13D/A filed as of June 2, 2015. The GP, the Manager and Mr. Summe may be deemed to beneficially own the securities reported above in their respective capacities as the general partner of the Fund, the adviser to the Fund, and the sole member of each of the GP and the Manager. This filing confirms that the shares held by the reporting persons make such persons "10% Owners" of the Common Stock. There has been no change in the number of shares held by the Fund or the voting or dispositive powers of the GP, the Manager or Mr. Summe over the Fund's shares since June 2, 2015. The GP, the Manager, and Mr. Summe disclaim any beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein. /s/ Gregory L. Summe, as the sole member of Glen Capital Partners LLC and Glen Capital Partners GP LLC for itself and as the general partner of Glen Capital Partners Focus Fund, L.P. 2016-04-22