0001209191-23-006752.txt : 20230203 0001209191-23-006752.hdr.sgml : 20230203 20230203160042 ACCESSION NUMBER: 0001209191-23-006752 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230202 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDANIEL RAYMOND W CENTRAL INDEX KEY: 0001195306 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 23585643 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-02 0 0001059556 MOODYS CORP /DE/ MCO 0001195306 MCDANIEL RAYMOND W 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 2023-02-02 4 M 0 38454 98.01 A 105728.794 D Common Stock 2023-02-02 4 S 0 1217 327.2593 D 104511.794 D Common Stock 2023-02-02 4 S 0 4450 328.6125 D 100061.794 D Common Stock 2023-02-02 4 S 0 11804 329.8055 D 88257.794 D Common Stock 2023-02-02 4 S 0 1845 330.5824 D 86412.794 D Common Stock 2023-02-02 4 S 0 2300 331.6363 D 84112.794 D Common Stock 2023-02-02 4 S 0 1100 332.7595 D 83012.794 D Common Stock 2023-02-02 4 S 0 4368 333.9872 D 78644.794 D Common Stock 2023-02-02 4 S 0 8522 334.6613 D 70122.794 D Common Stock 2023-02-02 4 S 0 2848 335.4632 D 67274.794 D Common Stock 8972 I Trust I Common Stock 15175 I Trust II Common Stock 24599 I Trust III Common Stock 42226 I Trust IV Common Stock 33222 I Trust V Common Stock 5562 I Family Trust 1 Common Stock 5562 I Family Trust 2 Common Stock 1645 I 401-K Common Stock 2000 I Spouse Employee Stock Options (right to buy) 98.01 2023-02-02 4 M 0 38454 0.00 D 2016-02-11 2025-02-11 Common Stock 38454 38454 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $326.985 to $327.900. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $328.170 to $329.165. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $329.170 to $330.140. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $330.230 to $331.220. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $331.230 to $332.120. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $332.230 to $333.130. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $333.335 to $334.330. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $334.340 to $335.335. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $$335.345 to $335.730. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. One fourth of options vest each year beginning with the date indicated. John J. Goggins, by power of attorney for Raymond W. McDaniel 2023-02-03