0001209191-19-060496.txt : 20191213 0001209191-19-060496.hdr.sgml : 20191213 20191213175738 ACCESSION NUMBER: 0001209191-19-060496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191213 DATE AS OF CHANGE: 20191213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON BASIL CENTRAL INDEX KEY: 0001180659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 191285514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-12-12 0 0001059556 MOODYS CORP /DE/ MCO 0001180659 ANDERSON BASIL 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 2019-12-12 4 A 0 87 233.98 A 43749.784 D Common Stock 2019-12-12 4 A 0 2.334 234.52 A 43752.118 D Phantom Stock Units (Deferred Compensation) 2019-12-12 4 A 0 25.315 234.33 A Common Stock 25.315 12082.128 D Dividend Equivalent 2019-12-12 4 A 0 2.222 0.00 A Common Stock 2.222 7.363 D Restricted Stock deferred dividend reinvestment accrual. RSU deferred dividend reinvestment accrual. Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. The security converts to common stock on a one-for-one basis. These units are to be settled in cash after the Reporting Person's retirement. Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. John J. Goggins, by power of attorney for Basil L. Anderson 2019-12-13