0001209191-18-059151.txt : 20181119 0001209191-18-059151.hdr.sgml : 20181119 20181119160356 ACCESSION NUMBER: 0001209191-18-059151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worrall Blair CENTRAL INDEX KEY: 0001570618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 181192521 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-11-16 1 0001059556 MOODYS CORP /DE/ MCO 0001570618 Worrall Blair 7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP-Ratings Delivery and Data Common Stock 2018-11-16 4 S 0 1200 147.22 D 13943 D Common Stock 2018-11-16 4 M 0 4361 80.81 A 18304 D Common Stock 2018-11-16 4 S 0 4361 147.485 D 13943 D Common Stock 27 I 401-K Employee Stock Options (right to buy) 80.81 2018-11-16 4 M 0 4361 0.00 D 2017-02-12 2026-02-12 Common Stock 4361 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $147.48 to $147.54. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. As of last statement dated September 30, 2018. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Blair Worrall 2018-11-19