0001209191-17-024118.txt : 20170403 0001209191-17-024118.hdr.sgml : 20170403 20170403160646 ACCESSION NUMBER: 0001209191-17-024118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170403 DATE AS OF CHANGE: 20170403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fauber Robert CENTRAL INDEX KEY: 0001481153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 17734186 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-31 0 0001059556 MOODYS CORP /DE/ MCO 0001481153 Fauber Robert 7 WORLD TRADE CENTER, 250 GREENWICH ST. NEW YORK NY 10007 0 1 0 0 President-MIS Common Stock 2017-03-31 4 M 0 1340 38.07 A 44550 D Common Stock 2017-03-31 4 S 0 1340 111.16 D 43210 D Employee Stock Option (right to buy) 38.07 2017-03-31 4 M 0 1340 0.00 D 2009-02-12 2018-02-12 Common Stock 1340 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Robert Fauber 2017-04-03