0001209191-17-016502.txt : 20170302 0001209191-17-016502.hdr.sgml : 20170302 20170302160340 ACCESSION NUMBER: 0001209191-17-016502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fauber Robert CENTRAL INDEX KEY: 0001481153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 17658691 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-28 0 0001059556 MOODYS CORP /DE/ MCO 0001481153 Fauber Robert 7 WORLD TRADE CENTER, 250 GREENWICH ST. NEW YORK NY 10007 0 1 0 0 President-MIS Common Stock 2017-02-28 4 M 0 1345 38.07 A 44310 D Common Stock 2017-02-28 4 S 0 1345 111.91 D 42965 D Common Stock 2017-03-01 4 A 0 3537 112.91 A 46502 D Common Stock 2017-03-01 4 F 0 3292 112.91 D 43210 D Employee Stock Option (right to buy) 38.07 2017-02-28 4 M 0 1345 0.00 D 2009-02-12 2018-02-12 Common Stock 1345 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. Receipt of shares acquired upon settlement of 2014-2016 Performance Shares. Disposition of vested performance accelerated restricted stock and vested performance shares. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Robert Fauber 2017-03-02