0001209191-16-140433.txt : 20160907
0001209191-16-140433.hdr.sgml : 20160907
20160907170720
ACCESSION NUMBER: 0001209191-16-140433
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huber Linda
CENTRAL INDEX KEY: 0001327278
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 161874028
MAIL ADDRESS:
STREET 1: 99 CHURCH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-06
0
0001059556
MOODYS CORP /DE/
MCO
0001327278
Huber Linda
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK
NY
10007
0
1
0
0
Executive VP and CFO
Common Stock
2016-09-06
4
M
0
7078
26.78
A
63637
D
Common Stock
2016-09-06
4
S
0
7078
110.021
D
56559
D
Common Stock
2016-09-06
4
M
0
35100
30.01
A
91659
D
Common Stock
2016-09-06
4
S
0
35100
110.172
D
56559
D
Common Stock
2016-09-06
4
M
0
30284
38.61
A
86843
D
Common Stock
2016-09-06
4
S
0
30284
110.221
D
56559
D
Common Stock
2016-09-06
4
M
0
85000
38.07
A
141559
D
Common Stock
2016-09-06
4
S
0
85000
110.075
D
56559
D
Common Stock
2016-09-06
4
M
0
25133
25.37
A
81692
D
Common Stock
2016-09-06
4
S
0
25133
110.17
D
56559
D
Employee Stock Option (right to buy)
26.78
2016-09-06
4
M
0
7078
0.00
D
2011-02-09
2020-02-09
Common Stock
7078
0
D
Employee Stock Option (right to buy)
30.01
2016-09-06
4
M
0
35100
0.00
D
2012-02-08
2021-02-08
Common Stock
35100
0
D
Employee Stock Option (right to buy)
38.61
2016-09-06
4
M
0
30284
0.00
D
2013-02-13
2022-02-13
Common Stock
30284
0
D
Employee Stock Option (right to buy)
38.07
2016-09-06
4
M
0
85000
0.00
D
2009-02-12
2018-02-12
Common Stock
85000
0
D
Employee Stock Option (right to buy)
25.37
2016-09-06
4
M
0
25133
0.00
D
2010-02-10
2019-02-10
Common Stock
25133
0
D
Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.00 to $110.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.07 to $110.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.22 to $110.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$110.00 to $110.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
One fourth of options vest each year beginning with the date indicated.
John J. Goggins, by power of attorney for Linda Huber
2016-09-07