0001209191-16-140433.txt : 20160907 0001209191-16-140433.hdr.sgml : 20160907 20160907170720 ACCESSION NUMBER: 0001209191-16-140433 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160906 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huber Linda CENTRAL INDEX KEY: 0001327278 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 161874028 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-06 0 0001059556 MOODYS CORP /DE/ MCO 0001327278 Huber Linda 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 Executive VP and CFO Common Stock 2016-09-06 4 M 0 7078 26.78 A 63637 D Common Stock 2016-09-06 4 S 0 7078 110.021 D 56559 D Common Stock 2016-09-06 4 M 0 35100 30.01 A 91659 D Common Stock 2016-09-06 4 S 0 35100 110.172 D 56559 D Common Stock 2016-09-06 4 M 0 30284 38.61 A 86843 D Common Stock 2016-09-06 4 S 0 30284 110.221 D 56559 D Common Stock 2016-09-06 4 M 0 85000 38.07 A 141559 D Common Stock 2016-09-06 4 S 0 85000 110.075 D 56559 D Common Stock 2016-09-06 4 M 0 25133 25.37 A 81692 D Common Stock 2016-09-06 4 S 0 25133 110.17 D 56559 D Employee Stock Option (right to buy) 26.78 2016-09-06 4 M 0 7078 0.00 D 2011-02-09 2020-02-09 Common Stock 7078 0 D Employee Stock Option (right to buy) 30.01 2016-09-06 4 M 0 35100 0.00 D 2012-02-08 2021-02-08 Common Stock 35100 0 D Employee Stock Option (right to buy) 38.61 2016-09-06 4 M 0 30284 0.00 D 2013-02-13 2022-02-13 Common Stock 30284 0 D Employee Stock Option (right to buy) 38.07 2016-09-06 4 M 0 85000 0.00 D 2009-02-12 2018-02-12 Common Stock 85000 0 D Employee Stock Option (right to buy) 25.37 2016-09-06 4 M 0 25133 0.00 D 2010-02-10 2019-02-10 Common Stock 25133 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.00 to $110.21. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.07 to $110.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.22 to $110.26. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $110.00 to $110.16. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. One fourth of options vest each year beginning with the date indicated. John J. Goggins, by power of attorney for Linda Huber 2016-09-07