0001209191-14-035091.txt : 20140519 0001209191-14-035091.hdr.sgml : 20140519 20140519162902 ACCESSION NUMBER: 0001209191-14-035091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140515 FILED AS OF DATE: 20140519 DATE AS OF CHANGE: 20140519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Madelain Michel CENTRAL INDEX KEY: 0001435122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 14854940 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-15 0 0001059556 MOODYS CORP /DE/ MCO 0001435122 Madelain Michel 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 President & COO-MIS Common Stock 2014-05-15 4 M 0 62499 38.07 A 119471 D Common Stock 2014-05-15 4 S 0 50000 80.972 D 69471 D Common Stock 2014-05-15 4 S 0 12499 82.70 D 56972 D Common Stock 2014-05-15 4 M 0 13625 63.09 A 70597 D Common Stock 2014-05-15 4 S 0 10000 81.476 D 60597 D Common Stock 2014-05-15 4 S 0 3625 82.70 D 56972 D Common Stock 2014-05-15 4 M 0 12750 72.715 A 69722 D Common Stock 2014-05-15 4 S 0 11000 81.482 D 58722 D Common Stock 2014-05-15 4 S 0 1750 82.70 D 56972 D Employee Stock Option (right to buy) 38.07 2014-05-15 4 M 0 62499 0.00 D 2009-02-12 2018-02-12 Common Stock 62499 0 D Employee Stock Option (right to buy) 63.09 2014-05-15 4 M 0 13625 0.00 D 2007-02-08 2016-02-08 Common Stock 13625 0 D Employee Stock Option (right to buy) 72.715 2014-05-15 4 M 0 12750 0.00 D 2008-02-12 2017-02-12 Common Stock 12750 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $80.66 to $81.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $81.47 to $81.48. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $81.41 to $81.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Michel Madelain 2014-05-19