0001209191-13-044774.txt : 20130918 0001209191-13-044774.hdr.sgml : 20130918 20130918181722 ACCESSION NUMBER: 0001209191-13-044774 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130917 FILED AS OF DATE: 20130918 DATE AS OF CHANGE: 20130918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Madelain Michel CENTRAL INDEX KEY: 0001435122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 131104363 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-09-17 0 0001059556 MOODYS CORP /DE/ MCO 0001435122 Madelain Michel 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 President & COO-MIS Common Stock 2013-09-17 4 M 0 430 32.4075 A 46371 D Common Stock 2013-09-17 4 S 0 430 70.00 D 45941 D Common Stock 2013-09-17 4 M 0 8143 32.4075 A 54084 D Common Stock 2013-09-17 4 S 0 8143 70.00 D 45941 D Common Stock 2013-09-17 4 M 0 772 41.6875 A 46713 D Common Stock 2013-09-17 4 S 0 772 70.00 D 45941 D Common Stock 2013-09-17 4 M 0 24688 41.6875 A 70629 D Common Stock 2013-09-17 4 S 0 24688 70.01 D 45941 D Employee Stock Option (right to buy) 32.4075 2013-09-17 4 M 0 430 0.00 D 2005-02-09 2014-02-09 Common Stock 430 0 D Employee Stock Option (right to buy) 32.4075 2013-09-17 4 M 0 8143 0.00 D 2005-02-09 2014-02-09 Common Stock 8143 0 D Employee Stock Option (right to buy) 41.6875 2013-09-17 4 M 0 772 0.00 D 2006-02-22 2015-02-22 Common Stock 772 0 D Employee Stock Option (right to buy) 41.6875 2013-09-17 4 M 0 24688 0.00 D 2006-02-22 2015-02-22 Common Stock 24688 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Michel Madelain 2013-09-18