0001059556-23-000104.txt : 20231102 0001059556-23-000104.hdr.sgml : 20231102 20231102162528 ACCESSION NUMBER: 0001059556-23-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231031 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fauber Robert CENTRAL INDEX KEY: 0001481153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 231372778 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 wk-form4_1698956710.xml FORM 4 X0508 4 2023-10-31 0 0001059556 MOODYS CORP /DE/ MCO 0001481153 Fauber Robert 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 1 0 0 President and CEO 1 Common Stock 2023-10-31 4 S 0 1000 306.21 D 59838 D Common Stock 2023-10-31 4 M 0 756 98.01 A 60594 D Common Stock 2023-10-31 4 S 0 756 306.21 D 59838 D Common Stock 2023-10-31 4 M 0 790 80.81 A 60628 D Common Stock 2023-10-31 4 S 0 790 306.21 D 59838 D Employee Stock Option (right to buy) 98.01 2023-10-31 4 M 0 756 0 D 2016-02-11 2025-02-11 Common Stock 756 0 D Employee Stock Option (right to buy) 80.81 2023-10-31 4 M 0 790 0 D 2017-02-12 2026-02-12 Common Stock 790 0 D Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on May 12, 2023. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Robert Fauber 2023-11-02