0001059556-23-000056.txt : 20230808 0001059556-23-000056.hdr.sgml : 20230808 20230808175922 ACCESSION NUMBER: 0001059556-23-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230807 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaye Mark CENTRAL INDEX KEY: 0001748691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 231152779 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER, 250 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 wk-form4_1691531951.xml FORM 4 X0508 4 2023-08-07 0 0001059556 MOODYS CORP /DE/ MCO 0001748691 Kaye Mark 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 EVP & Chief Financial Officer 0 Common Stock 2023-08-07 4 S 0 3832 341.1006 D 4447 D Common Stock 2023-08-07 4 M 0 1741 173.58 A 6188 D Common Stock 2023-08-07 4 S 0 1741 341.2168 D 4447 D Common Stock 2023-08-07 4 M 0 3470 280.42 A 7917 D Common Stock 2023-08-07 4 S 0 3470 340.8805 D 4447 D Common Stock 2023-08-07 4 M 0 714 277.05 A 5161 D Common Stock 2023-08-07 4 S 0 714 341.04 D 4447 D Common Stock 2023-08-07 4 M 0 3857 276.84 A 8304 D Common Stock 2023-08-07 4 S 0 3857 340.8141 D 4447 D Common Stock 2023-08-07 4 M 0 1544 325.99 A 5991 D Common Stock 2023-08-07 4 S 0 1544 340.89 D 4447 D Employee Stock Option (right to buy) 173.58 2023-08-07 4 M 0 1741 0 D 2020-02-25 2029-02-25 Common Stock 1741 0 D Employee Stock Option (right to buy) 280.42 2023-08-07 4 M 0 3470 0 D 2021-02-20 2030-02-20 Common Stock 3470 0 D Employee Stock Option (right to buy) 277.05 2023-08-07 4 M 0 714 0 D 2021-07-01 2030-07-01 Common Stock 714 0 D Employee Stock Option (right to buy) 276.84 2023-08-07 4 M 0 3857 0 D 2022-02-22 2031-02-22 Common Stock 3857 0 D Employee Stock Option (right to buy) 325.99 2023-08-07 4 M 0 1544 0 D 2023-02-17 2032-02-17 Common Stock 1544 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.080 - $341.195. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $341.170 - $341.280. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8701 - $341.060. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $340.8001 - $340.990. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Elizabeth McCarroll by power of attorney for Mark Kaye 2023-08-08