0001085146-15-002123.txt : 20151102 0001085146-15-002123.hdr.sgml : 20151102 20151102075229 ACCESSION NUMBER: 0001085146-15-002123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151102 DATE AS OF CHANGE: 20151102 EFFECTIVENESS DATE: 20151102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SALZHAUER MICHAEL CENTRAL INDEX KEY: 0001059543 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15750 FILM NUMBER: 151189213 MAIL ADDRESS: STREET 1: 589 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001059543 XXXXXXXX 09-30-2015 09-30-2015 SALZHAUER MICHAEL
589 BROADWAY NEW YORK NY 10012
13F HOLDINGS REPORT 028-15750 N
Michael Salzhauer Manager 212 334-8700 /s/ Michael Salzhauer New York NY 10-27-2015 2 153 122298 false 1 0001389964 028-15748 Salzhauer Henry 2 0001597920 028-15749 Axel Blair
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 1ST CENTURY BANCSHARES INCCOM31943X10212615992SHOTR1 20159920ABBOTT LABSCOM00282410014119600SHCallOTR1 20196000ACE LTDSHSH0023R105103996SHOTR1 209960ACE LTDSHSH0023R1055218700SHCallOTR1 20187000ALCOA INCCOM0138171011410000SHCallOTR1 20100000ALLIED WRLD ASSUR COM HLDG ASHSH015311042867500SHOTR1 2075000ALLSTATE CORPCOM0200021014437600SHOTR1 2076000ALLSTATE CORPCOM0200021018922100SHCallOTR1 20221000AMERICAN INTL GROUP INC*W EXP 01/19/20202687415610442SHOTR1 204420AMERICAN INTL GROUP INCCOM NEW0268747844277520SHOTR1 2075200AMERICAN INTL GROUP INCCOM NEW02687478438033500SHCallOTR1 20335000AMERIS BANCORPCOM03076K1082077209SHOTR1 2072090ARBOR RLTY TR INCCOM0389231081297203853SHOTR1 202038530ARGO GROUP INTL HLDGS LTDCOMG0464B1072324092SHOTR1 2040920AT&T INCCOM00206R10256317295SHOTR1 20172950AVENUE FINL HLDGS INCCOM05358K10299075000SHOTR1 20750000BANK AMER CORP*W EXP 01/16/20106050514650688241SHOTR1 20882410BANK AMER CORPCOM0605051046191397408SHOTR1 203974080BANK AMER CORPCOM060505104930231100SHCallOTR1 202311000BANK NEW YORK MELLON CORPCOM06405810029645000SHCallOTR1 20450000BANK NEW YORK MELLON CORPCOM064058100782000SHOTR1 2020000BAY BANCORP INCCOM07203T10612123698SHOTR1 20236980BB&T CORPCOM054937107271376206SHOTR1 20762060BBCN BANCORP INCCOM07329510730019981SHOTR1 20199810BECTON DICKINSON & COCOM0758871092652000SHOTR1 2020000BENEFICIAL BANCORP INCCOM08171T10282362072SHOTR1 20620720BIOSCRIP INCCOM09069N1082814802SHOTR1 20148020BRISTOL MYERS SQUIBB COCOM1101221081652794SHOTR1 2027940BRISTOL MYERS SQUIBB COCOM11012210816820000SHCallOTR1 20200000BROOKLINE BANCORP INC DELCOM11373M10728828405SHOTR1 20284050CAPITAL ONE FINL CORP*W EXP 11/14/20114040H1393688116306SHOTR1 201163060CAPITAL ONE FINL CORPCOM14040H105165422810SHOTR1 20228100CAPITAL ONE FINL CORPCOM14040H105265000SHCallOTR1 2050000CERUS CORPCOM1570851011303286880SHOTR1 202868800CIT GROUP INCCOM NEW12558180155613900SHOTR1 20139000CIT GROUP INCCOM NEW1255818016512000SHCallOTR1 20120000CITIGROUP INCCOM NEW17296742430030800SHCallOTR1 20308000CITIGROUP INCCOM NEW172967424113222823SHOTR1 20228230CLIFTON BANCORP INCCOM18687310519013702SHOTR1 20137020CNO FINL GROUP INCCOM12621E1034665248010SHOTR1 202480100COMERICA INC*W EXP 11/14/2012003401151306104462SHOTR1 201044620COMERICA INCCOM2003401073588702SHOTR1 2087020CONNECTONE BANCORP INC NEWCOM20786W10756929500SHOTR1 20295000COWEN GROUP INC NEWCL A22362210138384000SHOTR1 20840000CROCS INCCOM22704610932925492SHOTR1 20254920DISCOVER FINL SVCSCOM25470910815126400SHCallOTR1 20264000DISCOVER FINL SVCSCOM2547091083386500SHOTR1 2065000E M C CORP MASSCOM2686481023723300SHCallOTR1 20233000EASTERN VA BANKSHARES INCCOM27719610110816000SHOTR1 20160000ENDURANCE SPECIALTY HLDGS LTSHSG303971064036600SHOTR1 2066000ENTERPRISE FINL SVCS CORPCOM293712105104341420SHOTR1 20414200ESSA BANCORP INCCOM29667D104127998688SHOTR1 20986880FACEBOOK INCCL A30303M1024945500SHOTR1 2055000FIFTH THIRD BANCORPCOM3167731001903100659SHOTR1 201006590FIFTH THIRD BANCORPCOM3167731009774000SHCallOTR1 20740000FIRST CAPITAL BANCORP VACOM31943810712025000SHOTR1 20250000FIRST CLOVER LEAF FIN CORPCOM31969M10516317352SHOTR1 20173520FIRST CMNTY CORP S CCOM31983510416713500SHOTR1 20135000FIRST DEFIANCE FINL CORPCOM32006W10662217016SHOTR1 20170160FRANKLIN FINL NETWORK INCCOM35352P10467029973SHOTR1 20299730GENERAL ELECTRIC COCOM36960410322671000SHCallOTR1 20710000GENIE ENERGY LTDCL B37228420822527426SHOTR1 20274260GENWORTH FINL INCCOM CL A37247D106022000SHCallOTR1 20220000GOLDMAN SACHS BDC INCSHS38147U10776541578SHOTR1 20415780GOLDMAN SACHS GROUP INCCOM38141G1042077400SHCallOTR1 2074000GUARANTY FED BANCSHARES INCCOM40108P10122015000SHOTR1 20150000HAMPTON ROADS BANKSHARES INCCOM NEW409321502940494999SHOTR1 204949990HANCOCK HLDG COCOM410120109151255912SHOTR1 20559120HANMI FINL CORPCOM NEW41049520448419214SHOTR1 20192140HANOVER INS GROUP INCCOM410867105101213026SHOTR1 20130260HARTFORD FINL SVCS GROUP INC*W EXP 06/26/201416515120199152155SHOTR1 20521550HERTZ GLOBAL HOLDINGS INCCOM42805T1051511000SHCallOTR1 20110000HOLOGIC INCFRNT 2.000%12/1436440AB719111000SHCallOTR1 20110000HUDSON CITY BANCORPCOM4436831071584155800SHOTR1 201558000HUNTINGTON BANCSHARES INCCOM44615010457654330SHOTR1 20543300HUNTSMAN CORPCOM447011107015000SHCallOTR1 20150000IMPAC MTG HLDGS INCCOM NEW45254P508155995375SHOTR1 20953750INVENSENSE INCCOM46123D205125000SHCallOTR1 20250000INVESTORS BANCORP INC NEWCOM46146L1012063167217SHOTR1 201672170JPMORGAN CHASE & CO*W EXP 10/28/20146634E1142728137039SHOTR1 201370390JPMORGAN CHASE & COCOM46625H100137422534SHOTR1 20225340JPMORGAN CHASE & COCOM46625H1001116107900SHCallOTR1 201079000KEARNY FINL CORP MDCOM48716P10819517036SHOTR1 20170360KEYCORP NEWCOM49326710817354500SHCallOTR1 20545000KEYCORP NEWCOM4932671081792137760SHOTR1 201377600KKR & CO L P DELCOM UNITS48248M10238623000SHOTR1 20230000LEADING BRANDS INCCOM NEW52170U207695196934SHOTR1 201969340LEGG MASON INCCOM5249011053418200SHOTR1 2082000LENNAR CORPCL A5260571042705600SHOTR1 2056000LENNAR CORPCL A526057104595000SHCallOTR1 2050000LINCOLN NATL CORP INDCOM5341871093136600SHOTR1 2066000M & T BK CORP*W EXP 12/23/20155261F112445990577SHOTR1 20905770MADISON SQUARE GARDEN COCL A55826P1002653667SHOTR1 2036670MAGNUM HUNTER RES CORP DELCOM55973B10253156000SHOTR1 201560000MAIDEN HOLDINGS LTDSHSG5753U11238227500SHOTR1 20275000MB FINANCIAL INC NEWCOM55264U1086621202852SHOTR1 202028520MERCHANTS BANCSHARESCOM5884481002468360SHOTR1 2083600MERIDIAN BANCORP INC MDCOM58958U1032612191079SHOTR1 201910790METLIFE INCCOM59156R10872015280SHOTR1 20152800METLIFE INCCOM59156R10817836100SHCallOTR1 20361000MICROSOFT CORPCOM59491810411216700SHCallOTR1 20167000MIDSOUTH BANCORP INCCOM59803910597283059SHOTR1 20830590MONARCH FINANCIAL HOLDINGS ICOM60907Q10036529420SHOTR1 20294200MORGAN STANLEYCOM NEW61744644881425845SHOTR1 20258450MORGAN STANLEYCOM NEW61744644826146200SHCallOTR1 20462000NBT BANCORP INCCOM628778102145553997SHOTR1 20539970NEWBRIDGE BANCORPCL A NO PAR65080T10212815000SHOTR1 20150000NORTHWEST BANCSHARES INC MDCOM66734010377059193SHOTR1 20591930NXP SEMICONDUCTORS N VCOMN6596X10926710500SHCallOTR1 20105000OLD SECOND BANCORP INC ILLCOM68027710024940000SHOTR1 20400000ONE LIBERTY PPTYS INCCOM68240610367131448SHOTR1 20314480ORITANI FINL CORP DELCOM68633D10316910800SHOTR1 20108000PFIZER INCCOM7170811033110000SHCallOTR1 20100000PNC FINL SVCS GROUP INC*W EXP 12/31/20169347512129011890SHOTR1 20118900PNC FINL SVCS GROUP INCCOM69347510518918000SHCallOTR1 20180000PNC FINL SVCS GROUP INCCOM693475105371641661SHOTR1 20416610POPULAR INCCOM NEW73317470033210982SHOTR1 20109820PRUDENTIAL FINL INCCOM74432010224219300SHCallOTR1 20193000PUBLIC SVC ENTERPRISE GROUPCOM744573106137432600SHOTR1 20326000RADIUS HEALTH INCCOM NEW7504692073124500SHOTR1 2045000REGIONS FINL CORP NEWCOM7591EP10083993159SHOTR1 20931590REGIONS FINL CORP NEWCOM7591EP10093109100SHCallOTR1 201091000RITE AID CORPCOM7677541043639599435SHOTR1 205994350RITE AID CORPCOM7677541043515000SHCallOTR1 20150000ROSS STORES INCCOM77829610312610000SHCallOTR1 20100000SEACOAST BKG CORP FLACOM NEW8117078012007138564SHOTR1 201385640SEVERN BANCORP ANNAPOLIS MDCOM81811M1009119558SHOTR1 20195580SKYWORKS SOLUTIONS INCCOM83088M10252314500SHCallOTR1 20145000SOUTH ST CORPCOM840441109260133836SHOTR1 20338360SOUTHCOAST FINANCIAL CORPCOM84129R10048036000SHOTR1 20360000SOUTHERN NATL BANCORP OF VACOM8433951044757421394SHOTR1 204213940STATE BK FINL CORPCOM85619010368733236SHOTR1 20332360STATE STR CORPCOM8574771034106100SHOTR1 2061000STERLING BANCORP DELCOM85917A1002462165591SHOTR1 201655910SUNTRUST BKS INC*W EXP 12/31/20186791412928935154SHOTR1 20351540SUNTRUST BKS INCCOM867914103124732620SHOTR1 20326200SUNTRUST BKS INCCOM86791410316932000SHCallOTR1 20320000SYNOVUS FINL CORPCOM NEW87161C501243682277SHOTR1 20822770TRAVELERS COMPANIES INCCOM89417E1091191200SHOTR1 2012000TRAVELERS COMPANIES INCCOM89417E10925721600SHCallOTR1 20216000UNITED CMNTY BANCORP INDCOM90984R10182255000SHOTR1 20550000UNITED FINL BANCORP INC NEWCOM91030410463848926SHOTR1 20489260US BANCORP DELCOM NEW902973304101724800SHOTR1 20248000WATERSTONE FINL INC MDCOM94188P10125018561SHOTR1 20185610WELLS FARGO & CO NEW*W EXP 10/28/20194974611957930500SHOTR1 20305000WELLS FARGO & CO NEW*W EXP 10/28/20194974611961475700SHCallOTR1 20757000WELLS FARGO & CO NEWCOM9497461012895619SHOTR1 2056190WESTFIELD FINANCIAL INC NEWCOM96008P10440853333SHOTR1 20533330XL GROUP PLCSHSG9829010243612000SHOTR1 20120000YOU ON DEMAND HLDGS INCCOM NEW98741R2074925432SHOTR1 20254320ZIONS BANCORPORATIONCOM9897011079625000SHCallOTR1 20250000ZOETIS INCCL A98978V10312814700SHCallOTR1 20147000ZOETIS INCCL A98978V103862100SHOTR1 2021000