0001209191-20-005766.txt : 20200131
0001209191-20-005766.hdr.sgml : 20200131
20200131162000
ACCESSION NUMBER: 0001209191-20-005766
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200131
DATE AS OF CHANGE: 20200131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHLOSSTEIN RALPH
CENTRAL INDEX KEY: 0001059227
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32975
FILM NUMBER: 20565330
MAIL ADDRESS:
STREET 1: EVERCORE PARTNERS INC.
STREET 2: 55 EAST 52ND STREET, 43RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evercore Inc.
CENTRAL INDEX KEY: 0001360901
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 204748747
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-857-3100
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: Evercore Partners Inc.
DATE OF NAME CHANGE: 20060427
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2019-12-31
0
0
0
0001360901
Evercore Inc.
EVR
0001059227
SCHLOSSTEIN RALPH
C/O EVERCORE INC.
55 EAST 52ND STREET
NEW YORK
NY
10055
1
1
0
0
President and CEO
Shares of Class A common stock, par value $0.01 per share
129702
D
Shares of Class B common stock, par value $0.01 per share
1
D
Shares of Class B common stock, par value $0.01 per share
1
I
Share held in trust.
Partnership units of Evercore LP
2019-02-12
5
G
0
20000
0.00
D
Shares of Class A common stock, par value $0.01 per share
450000
450000
D
Partnership units of Evercore LP
Shares of Class A common stock, par value $0.01 per share
100000
100000
I
Shares held in trust.
These securities are held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of these securities and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
Mr. Schlosstein has made a bona fide gift of these shares Evercore LP partnership units to unaffiliated not-for-profit institutions.
/s/ Jason Klurfeld, as Attorney-in-Fact
2020-01-31