-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY4RZEZ0PCmBGVyUjIVW9qlt6t4Ilo2ddXjWUsiSGJz58ttMiJ1Wk+bKdUmsJPOf vq8fNTgF9b9DccOpXfzy2Q== 0001209191-06-059380.txt : 20061114 0001209191-06-059380.hdr.sgml : 20061114 20061114175216 ACCESSION NUMBER: 0001209191-06-059380 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061110 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLOSSTEIN RALPH CENTRAL INDEX KEY: 0001059227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 061217292 MAIL ADDRESS: STREET 1: C/O BLACKROCK FINANCIAL MANAGEMENT INC. STREET 2: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-10 0 0001364742 BlackRock Inc. BLK 0001059227 SCHLOSSTEIN RALPH C/O BLACKROCK FINANCIAL MANAGEMENT, INC. 40 EAST 52ND STREET NEW YORK NY 10022 1 1 0 0 President Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 2500 141.00 D 272500 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 2000 141.10 D 270500 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 900 141.12 D 269600 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 2400 141.18 D 267200 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 100 141.19 D 267100 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 1900 141.24 D 265200 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 200 141.25 D 265000 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 3818 141.30 D 261182 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 1096 141.34 D 260086 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 2006-11-10 4 S 0 86 141.35 D 260000 I By Ralph L. Schlosstein 1998 Long-Term Trust U/A/D 2/2/98 Shares of Common Stock (par value $0.01 per share) 676379.83 D Includes 38 shares of Common Stock acquired under the BlackRock, Inc. Employee Stock Purchase Plan on July 31, 2006. Also, includes 8 shares of Common Stock acquired since the reporting person's last report and held under the BlackRock, Inc. Retirement Savings Plan (the "RSP"), the successor to The PNC Financial Services Group, Inc. Incentive Savings Plan. The information on this report with respect to the RSP is based on a plan statement dated as of October 31, 2006. Also includes 26,369 shares of restricted Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan, vesting in two equal installments on 12/15/06 and 12/15/07. Also includes 15,689 Restricted Stock Units granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock and vests in equal installments on 1/31/07, 1/31/08 and 1/31/09. On September 29, 2006, the corporation then known as BlackRock, Inc. ("Old BlackRock") merged with its wholly-owned subsidiary, BlackRock Merger Sub, Inc., with Old BlackRock surviving the merger. As a result of that merger, New BlackRock, Inc. (now named BlackRock, Inc.) became the successor and holding company of Old BlackRock. The merger did not alter the proportionate ownership of the capital stock. Each share of Class A Common Stock and Class B Common Stock of Old BlackRock issued and outstanding prior to the merger was converted into one share of Common Stock. /s/ Daniel R. Waltcher as Attorney-in-Fact for Ralph Schlosstein 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----