-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fq3LLOdbQqU18ytk8OV9JQDhEBqf8g9SEd8R1ZHNbr7AeSaE0Ne3m0ti4t8S6BUH +qRFuLnNjuSX71/w2nTt5w== 0001209191-07-060302.txt : 20071029 0001209191-07-060302.hdr.sgml : 20071029 20071029170448 ACCESSION NUMBER: 0001209191-07-060302 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071025 FILED AS OF DATE: 20071029 DATE AS OF CHANGE: 20071029 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON KEITH CENTRAL INDEX KEY: 0001059226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 071197082 BUSINESS ADDRESS: STREET 1: 1165 PARK AVENUE, APT. 6B CITY: NEW YORK STATE: NY ZIP: 10023 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 1165 PARK AVENUE 6B CITY: NEW YORK STATE: NY ZIP: 10128 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-10-25 0 0001364742 BlackRock Inc. BLK 0001059226 ANDERSON KEITH BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Vice Chairman Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 4600 194.00 D 63797.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 3100 194.20 D 60697.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 179 194.21 D 60518.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 4300 194.25 D 56218.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 194.30 D 56118.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 194.40 D 56018.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 194.48 D 55918.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 400 194.56 D 55518.41 D Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 2200 194.20 D 27800 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 2500 194.25 D 25300 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 3100 194.30 D 22200 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 200 194.31 D 22000 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 1900 194.37 D 20100 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 194.38 D 20000 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 1 1100 195.00 D 18900 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 195.01 D 18800 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 195.02 D 18700 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 200 195.03 D 18500 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 200 195.25 D 18300 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 196.04 D 18200 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 500 196.11 D 17700 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 196.15 D 17600 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 5000 196.25 D 12600 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 5700 197.00 D 6900 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 197.01 D 6800 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 197.04 D 6700 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 200 197.06 D 6500 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 197.09 D 6400 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 100 197.11 D 6300 I By family trust Shares of Common Stock, par value $0.01 per share 2007-10-25 4 S 0 300 197.12 D 6000 I By family trust Includes 9,552 shares of restricted Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan ("the Incentive Plan"), vesting on 12/15/07. Also, includes 8,397 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08 and 1/31/09, and 16,446 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08, 1/31/09, and 1/31/10. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. This Form 4 is being filed in two parts (part one of two). This Form 4 contains sales from two family trusts. Both trusts sold in the same amount on these days. /s/ Daniel R. Waltcher as Attorney-in-Fact for Keith Anderson 2007-10-29 -----END PRIVACY-ENHANCED MESSAGE-----