-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSVIjWYTxUPHflF46ikNlgVf1mvqRbDOutg2e9UX5TLPOAx6qQ+hDnBBYM5eL9qd 9NhXQ9pERuIjeGtlyROOew== 0001209191-07-044607.txt : 20070730 0001209191-07-044607.hdr.sgml : 20070730 20070730184651 ACCESSION NUMBER: 0001209191-07-044607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070727 FILED AS OF DATE: 20070730 DATE AS OF CHANGE: 20070730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON KEITH CENTRAL INDEX KEY: 0001059226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 071010717 BUSINESS ADDRESS: STREET 1: 1165 PARK AVENUE, APT. 6B CITY: NEW YORK STATE: NY ZIP: 10023 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 1165 PARK AVENUE 6B CITY: NEW YORK STATE: NY ZIP: 10128 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-07-27 0 0001364742 BlackRock Inc. BLK 0001059226 ANDERSON KEITH BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Vice Chairman Shares of Common Stock, par value $0.01 per share 2007-07-27 4 M 0 24900 37.36 A 183997.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 13200 165.00 D 170797.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 500 165.01 D 170297.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.02 D 170097.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 100 165.03 D 169997.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 500 165.04 D 169497.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 955 165.05 D 168542.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.06 D 168342.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 500 165.10 D 167842.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 1145 165.11 D 166697.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.14 D 166497.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 100 165.16 D 166397.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 700 165.19 D 165697.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.20 D 165497.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.22 D 165297.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 100 165.30 D 165197.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.47 D 164997.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 100 165.50 D 164897.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 4500 165.52 D 160397.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 700 165.53 D 159697.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 200 165.54 D 159497.41 D Shares of Common Stock, par value $0.01 per share 2007-07-27 4 S 0 400 165.55 D 159097.41 D Shares of Common Stock, par value $0.01 per share 82500 I By family trust Shares of Common Stock, par value $0.01 per share 82500 I By family trust Employee Stock Option (right to buy) 37.36 2007-07-27 4 M 0 24900 0.00 D 2006-12-31 2012-10-15 Shares of Common Stock, par value $0.01 per share 24900 25200 D Includes 9,552 shares of restricted Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan ("the Incentive Plan"), vesting on 12/15/07. Also, includes 8,397 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08 and 1/31/09, and 16,446 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08, 1/31/09, and 1/31/10. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. These shares are held in a trust for the benefit of one of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. /s/ Daniel R. Waltcher as Attorney-in-Fact for Keith Anderson 2007-07-30 -----END PRIVACY-ENHANCED MESSAGE-----