-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TyVixIka7lW+dOKNAU+AyEJESHHSE5j86DqAIG1VtNJSU75zPsSioO0Fy7J3gdpS 2WPNkFeij5HqZnBFW5bqxg== 0001209191-07-043470.txt : 20070723 0001209191-07-043470.hdr.sgml : 20070723 20070723171534 ACCESSION NUMBER: 0001209191-07-043470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070719 FILED AS OF DATE: 20070723 DATE AS OF CHANGE: 20070723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Inc. CENTRAL INDEX KEY: 0001364742 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 320174431 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 40 EAST 52ND STREET CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: BlackRock, Inc. DATE OF NAME CHANGE: 20060929 FORMER COMPANY: FORMER CONFORMED NAME: New BlackRock, Inc. DATE OF NAME CHANGE: 20060601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANDERSON KEITH CENTRAL INDEX KEY: 0001059226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33099 FILM NUMBER: 07994294 BUSINESS ADDRESS: STREET 1: 1165 PARK AVENUE, APT. 6B CITY: NEW YORK STATE: NY ZIP: 10023 BUSINESS PHONE: 212-810-5300 MAIL ADDRESS: STREET 1: 1165 PARK AVENUE 6B CITY: NEW YORK STATE: NY ZIP: 10128 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-07-19 0 0001364742 BlackRock Inc. BLK 0001059226 ANDERSON KEITH BLACKROCK, INC. 40 EAST 52ND STREET NEW YORK NY 10022 0 1 0 0 Vice Chairman Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 M 0 50000 37.36 A 209097.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 24500 175.50 D 184597.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 3800 175.51 D 180797.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 600 175.52 D 180197.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 1099 175.53 D 179098.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 1000 175.54 D 178098.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 1000 175.55 D 177098.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 300 175.56 D 176798.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 400 175.57 D 176398.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 1100 175.58 D 175298.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 1100 175.59 D 174198.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 2301 175.60 D 171897.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.61 D 171797.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 200 175.62 D 171597.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.63 D 171497.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 700 175.64 D 170797.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.65 D 170697.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 300 175.66 D 170397.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 200 175.67 D 170197.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.68 D 170097.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 600 175.69 D 169497.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 4100 175.70 D 165397.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.76 D 165297.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 300 175.79 D 164997.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 2100 175.80 D 162897.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 200 175.83 D 162697.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.84 D 162597.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 300 175.85 D 162297.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.86 D 162197.41 D Shares of Common Stock (par value $0.01 per share) 2007-07-19 4 S 0 100 175.88 D 162097.41 D Employee Stock Option (right to buy) 37.36 2007-07-19 4 M 0 50000 0.00 D 2006-12-31 2012-12-31 Common Stock (par value $0.01 per share) 50000 50100 D Includes 9,552 shares of restricted Common Stock granted under the BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Incentive Plan"), vesting on 12/15/07. Also, includes 8,397 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08 and 1/31/09, and 16,446 Restricted Stock Units granted under the Incentive Plan, vesting in equal installments on 1/31/08, 1/31/09 and 1/31/10. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock. This Form 4 is being filed in two parts (part one of two). /s/ Daniel R. Waltcher as Attorney-in-Fact for Keith Anderson 2007-07-23 -----END PRIVACY-ENHANCED MESSAGE-----